Filing Details
- Accession Number:
- 0001209191-20-060180
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-24 15:29:51
- Reporting Period:
- 2020-03-13
- Accepted Time:
- 2020-11-24 15:29:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
798941 | First Citizens Bancshares Inc | FCNCA | State Commercial Banks (6022) | 561528994 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1563717 | Britton Olivia Holding | Po Box 1352 Smithfield NC 27577 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common | Disposition | 2020-09-09 | 402,569 | $0.00 | 151,451 | No | 5 | G | Direct | |
Class A Common | Disposition | 2020-10-21 | 2,500 | $0.00 | 148,951 | No | 5 | G | Direct | |
Class A Common | Acquisiton | 2020-09-09 | 402,569 | $0.00 | 408,649 | No | 5 | G | Indirect | By: Olivia B. Holding Revocable Trust |
Class A Common | Disposition | 2020-10-21 | 22,500 | $0.00 | 386,149 | No | 5 | G | Indirect | By: Olivia B. Holding Revocable Trust |
Depositary Shares | Acquisiton | 2020-03-13 | 40,000 | $24.65 | 120,000 | No | 4 | P | Indirect | By Southern BancShares (N.C.), Inc. |
Depositary Shares | Acquisiton | 2020-03-19 | 78,945 | $18.88 | 198,945 | No | 4 | P | Indirect | By Southern BancShares (N.C.), Inc. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 5 | G | Direct | |
No | 5 | G | Indirect | By: Olivia B. Holding Revocable Trust |
No | 5 | G | Indirect | By: Olivia B. Holding Revocable Trust |
No | 4 | P | Indirect | By Southern BancShares (N.C.), Inc. |
No | 4 | P | Indirect | By Southern BancShares (N.C.), Inc. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common | 10,544 | Indirect | As beneficiary of Trust |
Class A Common | 12,152 | Indirect | Co-Trustee of Peter McDonald Bristow 2019 Irrevocable Family Trust |
Class A Common | 2,675 | Indirect | By Holding Properties, LLC |
Class A Common | 827 | Indirect | By E&F Properties, Inc. |
Class A Common | 12,530 | Indirect | By Twin States Farming, Inc. |
Class A Common | 192,063 | Indirect | By Southern BancShares (N.C.), Inc. and subsidiary |
Class A Common | 174,469 | Indirect | By Yadkin Valley Company and subsidiary |
Class A Common | 100,000 | Indirect | By Fidelity BancShares (N.C.), Inc. |
Class B Common | 4,244 | Direct | |
Class B Common | 1,225 | Indirect | As beneficiary of Trust |
Class B Common | 116,973 | Indirect | By: Olivia B. Holding Revocable Trust |
Class B Common | 2,156 | Indirect | By Holding Properties, LLC |
Class B Common | 200 | Indirect | By E&F Properties, Inc. |
Class B Common | 1,355 | Indirect | By Twin States Farming, Inc. |
Class B Common | 22,619 | Indirect | By Southern BancShares (N.C.), INc. and subsidiary |
Class B Common | 4,150 | Indirect | By Yadkin Valley Company and subsidiary |
Depositary Shares | 22,000 | Indirect | By Holding Properties, LLC |
Depositary Shares | 200,000 | Indirect | By Fidelity BancShares (N.C.), Inc. |
Footnotes
- The reporting person is a director, officer, manager and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
- Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.375% Non-Cumulative Perpetual Preferred Stock, Series A.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.54 to $19.00 inclusive. The reporting person undertakes to provide First Citizens BancShares, Inc., and security holders of First Citizens BancShares, Inc., or the staff of the Securities and Exchange Commission, upon request full information regarding the number of shares purchased at each separate price within the above range.