Filing Details

Accession Number:
0001209191-20-060180
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-24 15:29:51
Reporting Period:
2020-03-13
Accepted Time:
2020-11-24 15:29:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
798941 First Citizens Bancshares Inc FCNCA State Commercial Banks (6022) 561528994
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1563717 Britton Olivia Holding Po Box 1352
Smithfield NC 27577
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Disposition 2020-09-09 402,569 $0.00 151,451 No 5 G Direct
Class A Common Disposition 2020-10-21 2,500 $0.00 148,951 No 5 G Direct
Class A Common Acquisiton 2020-09-09 402,569 $0.00 408,649 No 5 G Indirect By: Olivia B. Holding Revocable Trust
Class A Common Disposition 2020-10-21 22,500 $0.00 386,149 No 5 G Indirect By: Olivia B. Holding Revocable Trust
Depositary Shares Acquisiton 2020-03-13 40,000 $24.65 120,000 No 4 P Indirect By Southern BancShares (N.C.), Inc.
Depositary Shares Acquisiton 2020-03-19 78,945 $18.88 198,945 No 4 P Indirect By Southern BancShares (N.C.), Inc.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 5 G Direct
No 5 G Indirect By: Olivia B. Holding Revocable Trust
No 5 G Indirect By: Olivia B. Holding Revocable Trust
No 4 P Indirect By Southern BancShares (N.C.), Inc.
No 4 P Indirect By Southern BancShares (N.C.), Inc.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common 10,544 Indirect As beneficiary of Trust
Class A Common 12,152 Indirect Co-Trustee of Peter McDonald Bristow 2019 Irrevocable Family Trust
Class A Common 2,675 Indirect By Holding Properties, LLC
Class A Common 827 Indirect By E&F Properties, Inc.
Class A Common 12,530 Indirect By Twin States Farming, Inc.
Class A Common 192,063 Indirect By Southern BancShares (N.C.), Inc. and subsidiary
Class A Common 174,469 Indirect By Yadkin Valley Company and subsidiary
Class A Common 100,000 Indirect By Fidelity BancShares (N.C.), Inc.
Class B Common 4,244 Direct
Class B Common 1,225 Indirect As beneficiary of Trust
Class B Common 116,973 Indirect By: Olivia B. Holding Revocable Trust
Class B Common 2,156 Indirect By Holding Properties, LLC
Class B Common 200 Indirect By E&F Properties, Inc.
Class B Common 1,355 Indirect By Twin States Farming, Inc.
Class B Common 22,619 Indirect By Southern BancShares (N.C.), INc. and subsidiary
Class B Common 4,150 Indirect By Yadkin Valley Company and subsidiary
Depositary Shares 22,000 Indirect By Holding Properties, LLC
Depositary Shares 200,000 Indirect By Fidelity BancShares (N.C.), Inc.
Footnotes
  1. The reporting person is a director, officer, manager and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
  2. Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.375% Non-Cumulative Perpetual Preferred Stock, Series A.
  3. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.54 to $19.00 inclusive. The reporting person undertakes to provide First Citizens BancShares, Inc., and security holders of First Citizens BancShares, Inc., or the staff of the Securities and Exchange Commission, upon request full information regarding the number of shares purchased at each separate price within the above range.