Filing Details
- Accession Number:
- 0001209191-20-060168
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-24 15:16:49
- Reporting Period:
- 2020-03-13
- Accepted Time:
- 2020-11-24 15:16:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
798941 | First Citizens Bancshares Inc | FCNCA | State Commercial Banks (6022) | 561528994 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1065415 | Holding Hope Bryant | 4300 Six Forks Road Raleigh NC 27609 | Vice Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2020-10-21 | 2,500 | $0.00 | 29,660 | No | 5 | G | Indirect | Revocable Trust fbo of Elliot B. Connell |
Depositary Shares | Acquisiton | 2020-03-13 | 40,000 | $24.65 | 120,000 | No | 4 | P | Indirect | By Southern BancShares (N.C.), Inc. |
Depositary Shares | Acquisiton | 2020-03-19 | 78,945 | $18.88 | 198,945 | No | 4 | P | Indirect | By Southern BancShares (N.C.), Inc. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | Revocable Trust fbo of Elliot B. Connell |
No | 4 | P | Indirect | By Southern BancShares (N.C.), Inc. |
No | 4 | P | Indirect | By Southern BancShares (N.C.), Inc. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 175,417 | Direct | |
Class A Common Stock | 21,353 | Indirect | Hope H. Bryant 2019 GRAT |
Class A Common Stock | 214,343 | Indirect | Hope H. Bryant 2020 GRAT |
Class A Common Stock | 50,247 | Indirect | Hope H. Bryant 2020 GRAT #2 |
Class A Common Stock | 10,000 | Indirect | Revocable Trust for Hope H. Bryant |
Class A Common Stock | 10,772 | Indirect | As beneficiary of Trust |
Class A Common Stock | 15 | Indirect | By Spouse |
Class A Common Stock | 827 | Indirect | By E&F Properties |
Class A Common Stock | 12,530 | Indirect | By Twin States Farming, Inc. |
Class A Common Stock | 192,063 | Indirect | By Southern BancShares (N.C.), Inc. and subsidiary |
Class A Common Stock | 100,000 | Indirect | By Fidelity BancShares (N.C.), Inc. |
Class B Common Stock | 1,680 | Direct | |
Class B Common Stock | 90,682 | Indirect | By Hope H. Bryant 2020 GRAT |
Class B Common Stock | 84 | Indirect | Revocable Trust for Hope H. Bryant |
Class B Common Stock | 1,225 | Indirect | As beneficiary of Trust |
Class B Common Stock | 194 | Indirect | By spouse |
Class B Common Stock | 8,351 | Indirect | Revocable Trust fbo of Elliot B. Connell |
Class B Common Stock | 200 | Indirect | By E&F Properties, Inc. |
Class B Common Stock | 1,355 | Indirect | By Twin States Farming, Inc. |
Class B Common Stock | 22,619 | Indirect | By Southern BancShares (N.C.), Inc. and subsidiary |
Depositary Shares | 12,000 | Indirect | Revocable Trust for Hope H. Bryant |
Depositary Shares | 200,000 | Indirect | By Fidelity BancShares (N.C.), Inc. |
Footnotes
- The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
- The reporting person is a director, officer and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
- Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.375% Non-Cumulative Perpetual Preferred Stock, Series A.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.54 to $19.00 inclusive. The reporting person undertakes to provide First Citizens BancShares, Inc., and security holders of First Citizens BancShares, Inc., or the staff of the Securities and Exchange Commission, upon request full information regarding the number of shares purchased at each separate price within the above range.