Filing Details

Accession Number:
0001209191-20-060168
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-24 15:16:49
Reporting Period:
2020-03-13
Accepted Time:
2020-11-24 15:16:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
798941 First Citizens Bancshares Inc FCNCA State Commercial Banks (6022) 561528994
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1065415 Holding Hope Bryant 4300 Six Forks Road
Raleigh NC 27609
Vice Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2020-10-21 2,500 $0.00 29,660 No 5 G Indirect Revocable Trust fbo of Elliot B. Connell
Depositary Shares Acquisiton 2020-03-13 40,000 $24.65 120,000 No 4 P Indirect By Southern BancShares (N.C.), Inc.
Depositary Shares Acquisiton 2020-03-19 78,945 $18.88 198,945 No 4 P Indirect By Southern BancShares (N.C.), Inc.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Indirect Revocable Trust fbo of Elliot B. Connell
No 4 P Indirect By Southern BancShares (N.C.), Inc.
No 4 P Indirect By Southern BancShares (N.C.), Inc.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 175,417 Direct
Class A Common Stock 21,353 Indirect Hope H. Bryant 2019 GRAT
Class A Common Stock 214,343 Indirect Hope H. Bryant 2020 GRAT
Class A Common Stock 50,247 Indirect Hope H. Bryant 2020 GRAT #2
Class A Common Stock 10,000 Indirect Revocable Trust for Hope H. Bryant
Class A Common Stock 10,772 Indirect As beneficiary of Trust
Class A Common Stock 15 Indirect By Spouse
Class A Common Stock 827 Indirect By E&F Properties
Class A Common Stock 12,530 Indirect By Twin States Farming, Inc.
Class A Common Stock 192,063 Indirect By Southern BancShares (N.C.), Inc. and subsidiary
Class A Common Stock 100,000 Indirect By Fidelity BancShares (N.C.), Inc.
Class B Common Stock 1,680 Direct
Class B Common Stock 90,682 Indirect By Hope H. Bryant 2020 GRAT
Class B Common Stock 84 Indirect Revocable Trust for Hope H. Bryant
Class B Common Stock 1,225 Indirect As beneficiary of Trust
Class B Common Stock 194 Indirect By spouse
Class B Common Stock 8,351 Indirect Revocable Trust fbo of Elliot B. Connell
Class B Common Stock 200 Indirect By E&F Properties, Inc.
Class B Common Stock 1,355 Indirect By Twin States Farming, Inc.
Class B Common Stock 22,619 Indirect By Southern BancShares (N.C.), Inc. and subsidiary
Depositary Shares 12,000 Indirect Revocable Trust for Hope H. Bryant
Depositary Shares 200,000 Indirect By Fidelity BancShares (N.C.), Inc.
Footnotes
  1. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
  2. The reporting person is a director, officer and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
  3. Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.375% Non-Cumulative Perpetual Preferred Stock, Series A.
  4. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.54 to $19.00 inclusive. The reporting person undertakes to provide First Citizens BancShares, Inc., and security holders of First Citizens BancShares, Inc., or the staff of the Securities and Exchange Commission, upon request full information regarding the number of shares purchased at each separate price within the above range.