Filing Details
- Accession Number:
- 0001214453-11-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-05 16:06:27
- Reporting Period:
- 2011-04-01
- Filing Date:
- 2011-04-05
- Accepted Time:
- 2011-04-05 16:06:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1005229 | Columbus Mckinnon Corp | CMCO | Construction Machinery & Equip (3531) | 160547600 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1214453 | T Timothy Tevens | 140 John James Audubon Parkway Amherst NY 14228-1197 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-04-01 | 31,588 | $10.00 | 169,179 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-01 | 13,842 | $19.81 | 155,337 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-04-01 | 7,853 | $20.02 | 147,484 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-04-04 | 4,368 | $10.00 | 151,852 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-04 | 2,960 | $20.00 | 148,892 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 137,591 | Direct | |
| Common Stock | 5,628 | Direct | |
| Common Stock | 7,000 | Indirect | By spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Options (Right to Buy) | $10.00 | 2002-08-20 | 2011-08-19 | 8,009 | 8,009 | Direct |
| Common Stock | Non-Qualified Stock Options (Right to Buy) | $10.00 | 2002-08-20 | 2011-08-19 | 16,035 | 16,035 | Direct |
| Common Stock | Incentive Stock Options (Right to Buy) | $5.46 | 2005-05-17 | 2014-05-16 | 95,000 | 95,000 | Direct |
| Common Stock | Incentive Stock Options (Right to Buy) | $28.45 | 2009-05-19 | 2018-05-18 | 8,770 | 8,770 | Direct |
| Common Stock | Non-Qualified Stock Options (Right to Buy) | $13.27 | 2010-05-18 | 2019-05-17 | 45,172 | 45,172 | Direct |
| Common Stock | Non-Qualified Stock Options (Right to Buy) | $18.24 | 2011-05-17 | 2020-05-16 | 33,190 | 33,190 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2011-08-19 | 8,009 | 8,009 | Direct |
| 2011-08-19 | 16,035 | 16,035 | Direct |
| 2014-05-16 | 95,000 | 95,000 | Direct |
| 2018-05-18 | 8,770 | 8,770 | Direct |
| 2019-05-17 | 45,172 | 45,172 | Direct |
| 2020-05-16 | 33,190 | 33,190 | Direct |
Footnotes
- Includes 22,711 shares of restricted stock issued to reporting person under the Columbus McKinnon Corporation 2006 Long Term Incentive Plan dated as of May 4, 2006, subject to forfeiture in whole or part; 4,629 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/19/2011, and the remaining 18,082 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/18/2011, if reporting person remains an employee of issuer.
- Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employoee Stock Ownership Plan, as amended (the "ESOP").
- Originally a 19,310 incentive stock option grant (incorrectly reported as a 38,620 incentive stock option grant), reporting person exercised 9893 options on 4/1/2011 and 1408 options on 4/4/2011. The remaining 8,009 options are fully exercisable, subject to IRS limitations.
- Originally a 40,690 non-qualified stock option grant (incorrectly reported as a 21,380 non-qualified stock option grant), reporting person exercised 21,695 options on 4/1/2011 and 2960 options on 4/4/2011. The remaining 16,035 options are fully exercisable, subject to IRS limitations.
- Originally a 125,000 incentive stock option grant, reporting person exercised 30,000 options on 5/27/2009. The remaining 95,000 options are fully exercisable, subject to IRS limitations.
- Exercisable 25% per year for four years, beginning 5/19/09, if reporting person remains an employee of issuer.
- Exercisable 25% per year for four years beginning 5/18/2010, if reporting person remains an employee of issuer.
- Exercisable 25% per year for four years beginning 5/17/2011, if reporting person remains an employee of issuer.
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