Filing Details

Accession Number:
0001214457-11-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-04-05 16:04:47
Reporting Period:
2011-04-01
Filing Date:
2011-04-05
Accepted Time:
2011-04-05 16:04:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1005229 Columbus Mckinnon Corp CMCO Construction Machinery & Equip (3531) 160547600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1214457 J Joseph Owen 140 John James Audubon Parkway
Amherst NY 14228
Vp - Supply Chain Mgmt No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-04-01 10,000 $10.00 17,587 No 4 M Direct
Common Stock Disposition 2011-04-01 3,300 $19.07 14,287 No 4 S Direct
Common Stock Disposition 2011-04-01 3,300 $20.00 10,987 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,587 Direct
Common Stock 1,995 Direct
Common Stock 1,327 Indirect By spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Incentive Stock Options (Right to Buy) $10.00 2002-08-20 2011-08-19 10,000 10,000 Direct
Common Stock Incentive Stock Options (Right to Buy) $5.46 2005-05-17 2014-05-16 7,500 7,500 Direct
Common Stock Non-Qualified Stock Options (Right to Buy) $28.45 2009-05-19 2018-05-18 1,660 1,660 Direct
Common Stock Non-Qualified Stock Options (Right to Buy) $13.27 2010-05-18 2019-05-17 4,785 4,785 Direct
Common Stock Non-Qualified Stock Options (Right to Buy) $18.24 2011-05-17 2020-05-16 3,516 3,516 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2011-08-19 10,000 10,000 Direct
2014-05-16 7,500 7,500 Direct
2018-05-18 1,660 1,660 Direct
2019-05-17 4,785 4,785 Direct
2020-05-16 3,516 3,516 Direct
Footnotes
  1. Includes 4,642 shares of restricted stock issued to reporting person under the Columbus McKinnon Corporation 2006 Long Term Incentive Plan dated as of May 4, 2006, subject to forfeiture in whole or part; 876 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/19/ 2011; 1,915 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/18/2011; and the remaining 1,851 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/17/2011, if reporting person remains an employee of issuer.
  2. Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP").
  3. Originally a 40,500 share stock option, reporting person exercised 10,500 options on 2/13/2006, 2,500 options on 4/11/2006, 5,000 options on 4/20/2006, 2,500 options on 2/14/2011 and 10,000 options on 4/1/2011. The remaining 10,000 options are fully exercisable, subject to IRS limitations.
  4. Originally a 30,000 share stock option, reporting person exercised 7,500 options on 7/28/2005, 7,500 options on 6/11/2007 and 7,500 options on 2/08/2008. The remaining 7,500 options are fully exercisable, subject to IRS limitations.
  5. Exercisable 25% per year for four years, beginning 5/19/09, if reporting person remains an employee of issuer.
  6. Exercisable 25% per year for four years, beginning 5/18/2010, if reporting person remains an employee of issuer.
  7. Exercisable 25% per year for four years beginning 5/17/2011, if reporting person remains an employee of issuer.