Filing Details
- Accession Number:
- 0001214457-11-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-05 16:04:47
- Reporting Period:
- 2011-04-01
- Filing Date:
- 2011-04-05
- Accepted Time:
- 2011-04-05 16:04:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1005229 | Columbus Mckinnon Corp | CMCO | Construction Machinery & Equip (3531) | 160547600 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1214457 | J Joseph Owen | 140 John James Audubon Parkway Amherst NY 14228 | Vp - Supply Chain Mgmt | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-04-01 | 10,000 | $10.00 | 17,587 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-04-01 | 3,300 | $19.07 | 14,287 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-04-01 | 3,300 | $20.00 | 10,987 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 7,587 | Direct | |
Common Stock | 1,995 | Direct | |
Common Stock | 1,327 | Indirect | By spouse |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Incentive Stock Options (Right to Buy) | $10.00 | 2002-08-20 | 2011-08-19 | 10,000 | 10,000 | Direct |
Common Stock | Incentive Stock Options (Right to Buy) | $5.46 | 2005-05-17 | 2014-05-16 | 7,500 | 7,500 | Direct |
Common Stock | Non-Qualified Stock Options (Right to Buy) | $28.45 | 2009-05-19 | 2018-05-18 | 1,660 | 1,660 | Direct |
Common Stock | Non-Qualified Stock Options (Right to Buy) | $13.27 | 2010-05-18 | 2019-05-17 | 4,785 | 4,785 | Direct |
Common Stock | Non-Qualified Stock Options (Right to Buy) | $18.24 | 2011-05-17 | 2020-05-16 | 3,516 | 3,516 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2011-08-19 | 10,000 | 10,000 | Direct |
2014-05-16 | 7,500 | 7,500 | Direct |
2018-05-18 | 1,660 | 1,660 | Direct |
2019-05-17 | 4,785 | 4,785 | Direct |
2020-05-16 | 3,516 | 3,516 | Direct |
Footnotes
- Includes 4,642 shares of restricted stock issued to reporting person under the Columbus McKinnon Corporation 2006 Long Term Incentive Plan dated as of May 4, 2006, subject to forfeiture in whole or part; 876 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/19/ 2011; 1,915 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/18/2011; and the remaining 1,851 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/17/2011, if reporting person remains an employee of issuer.
- Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP").
- Originally a 40,500 share stock option, reporting person exercised 10,500 options on 2/13/2006, 2,500 options on 4/11/2006, 5,000 options on 4/20/2006, 2,500 options on 2/14/2011 and 10,000 options on 4/1/2011. The remaining 10,000 options are fully exercisable, subject to IRS limitations.
- Originally a 30,000 share stock option, reporting person exercised 7,500 options on 7/28/2005, 7,500 options on 6/11/2007 and 7,500 options on 2/08/2008. The remaining 7,500 options are fully exercisable, subject to IRS limitations.
- Exercisable 25% per year for four years, beginning 5/19/09, if reporting person remains an employee of issuer.
- Exercisable 25% per year for four years, beginning 5/18/2010, if reporting person remains an employee of issuer.
- Exercisable 25% per year for four years beginning 5/17/2011, if reporting person remains an employee of issuer.