Filing Details
- Accession Number:
- 0000899243-20-031989
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-23 20:47:03
- Reporting Period:
- 2020-11-23
- Accepted Time:
- 2020-11-23 20:47:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1644406 | Hostess Brands Inc. | TWNK | Bakery Products (2050) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1689843 | Hostess Cdm Co-Invest, Llc | 200 Greenwich Avenue Greenwich CT 06830 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2020-11-23 | 3,660,261 | $0.00 | 3,660,261 | No | 4 | J | Direct | |
Class A Common Stock | Disposition | 2020-11-23 | 3,215,817 | $13.50 | 444,444 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2020-11-23 | 444,444 | $13.50 | 0 | No | 4 | D | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | S | Direct | |
No | 4 | D | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2020-11-23 | 3,660,261 | $0.00 | 3,660,261 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | J | Direct |
Footnotes
- Pursuant to the Exchange Agreement, dated November 4, 2016, by and between Hostess Brands, Inc. (the "Issuer"), the reporting person and the other parties thereto (the "Exchange Agreement"), each share of Class B Common Stock may be exchanged for one share of Class A Common Stock of the Issuer, if exchanged together with one Class B Unit of Hostess Holdings, L.P. The exchange rights under the Exchange Agreement do not expire.
- The shares of Class A Common Stock of the Issuer were sold to an investment bank in a private transaction.
- The shares of Class A Common Stock of the Issuer were sold to the Issuer at the same price as the shares sold in the transaction referred to in footnote 2 above.