Filing Details
- Accession Number:
- 0001246360-20-001845
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-23 19:07:09
- Reporting Period:
- 2020-11-20
- Accepted Time:
- 2020-11-23 19:07:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1302350 | Jmp Group Llc | JMP | Security Brokers, Dealers & Flotation Companies (6211) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1398110 | R Craig Johnson | 600 Montgomery Street, Suite 1100 San Francisco CA 94111 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2020-11-20 | 11,895 | $2.65 | 958,677 | No | 4 | P | Indirect | By Trust |
| Common Shares | Acquisiton | 2020-11-23 | 13,105 | $2.85 | 971,782 | No | 4 | P | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Trust |
| No | 4 | P | Indirect | By Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 367,912 | Direct |
Footnotes
- Held by the Johnson Revocable Trust, UAD 07/02/97.
Billionaire Hedge Funds
