Filing Details
- Accession Number:
- 0001381668-20-000097
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2020-11-23 16:13:30
- Reporting Period:
- 2020-11-03
- Accepted Time:
- 2020-11-23 16:13:30
- Original Submission Date:
- 2020-11-05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1381668 | Tfs Financial Corp | TFSL | Savings Institution, Federally Chartered (6035) | 522054948 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1388161 | A Marc Stefanski | 7007 Broadway Avenue Cleveland OH 44105 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-11-03 | 150,161 | $15.68 | 174,986 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2020-11-03 | 53,339 | $15.16 | 121,647 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Footnotes
- The original Form 4, filed on November 5, 2020, reporting the vesting and settlement of 203,500 stock options at the exercise price of $8.61 is being amended by this Form 4 amendment solely to correct an administrative error. The original Form 4 misreported the number of shares and their price that were delivered to the issuer to pay the options exercise price and applicable tax due upon vesting of certain stock options as 147,254 shares at $15.87 when in fact 150,161 shares at $15.68 were required. This amendment reduces the remaining number of shares sold from this transaction from 56,246 to 53,339. $15.16 sale price originally reported is correct.
Billionaire Hedge Funds
