Filing Details

Accession Number:
0001638599-20-000912
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-23 16:05:28
Reporting Period:
2020-11-19
Accepted Time:
2020-11-23 16:05:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1682639 Eyenovia Inc. EYEN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1200155 P John Gandolfo C/O Eyenovia, Inc.
295 Madison Avenue, Suite 2400
New York NY 10017
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.0001 Acquisiton 2020-11-19 4,000 $3.40 6,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $2.72 2030-06-02 114,774 114,774 Direct
Common Stock Stock Option (right to buy) $8.72 2028-04-16 71,200 71,200 Direct
Common Stock Stock Option (right to buy) $6.20 2028-07-24 24,842 24,842 Direct
Common Stock Stock Option (right to buy) $3.11 2029-08-16 53,402 53,402 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2030-06-02 114,774 114,774 Direct
2028-04-16 71,200 71,200 Direct
2028-07-24 24,842 24,842 Direct
2029-08-16 53,402 53,402 Direct
Footnotes
  1. One-third of the option becomes exercisable on June 3, 2021 and the remaining shares underlying the option become exercisable in equal increments on each of the 24 one-month anniversaries thereafter.
  2. The option became exercisable as to 1,977 shares on May 16, 2018 and becomes exercisable in equal 1,977 share amounts on each of the 35 one-month anniversaries thereafter.
  3. One-third of the option became exercisable on July 24, 2019 and the remaining shares underlying the option become exercisable in equal increments on each of the 24 one-month anniversaries thereafter.
  4. One-third of the option became exercisable on August 16, 2020 and the remaining shares underlying the option become exercisable in equal increments on each of the 24 one-month anniversaries thereafter.