Filing Details

Accession Number:
0001493152-20-022256
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-23 15:01:35
Reporting Period:
2020-11-19
Accepted Time:
2020-11-23 15:01:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
908259 Mateon Therapeutics Inc MATN Pharmaceutical Preparations (2834) 133679168
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1587074 Vuong Trieu C/O Mateon Therapeutics Inc.
29397 Agoura Rd., Suite 107
Agoura Hills, CA 91301
Chief Executive Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-11-19 50,500 $0.19 15,812,308 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,931,223 Indirect By Autotelic, Inc.
Common Stock 1,200,504 Indirect By Spouse
Footnotes
  1. The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.186 to $0.195 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.