Filing Details
- Accession Number:
- 0000905718-20-001129
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-23 11:10:56
- Reporting Period:
- 2020-11-19
- Accepted Time:
- 2020-11-23 11:10:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1566373 | F-Star Therapeutics Inc. | SBPH | Pharmaceutical Preparations (2834) | 522386345 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1664423 | P. Radhakrishnan Iyer | C/O Spring Bank Pharmaceuticals, Inc. 35 Parkwood Drive, Suite 210 Hopkinton MA 01748 | Chief Scientific Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-11-19 | 5,000 | $0.00 | 112,812 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-11-19 | 12,500 | $0.00 | 125,312 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2020-11-20 | 175 | $4.76 | 125,137 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2020-11-19 | 5,000 | $0.00 | 5,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 12,500 | Indirect | See footnote |
Footnotes
- Restricted stock units ("RSUs") converted into common stock on a one-for-one basis.
- All unvested issued and outstanding RSUs accelerated and vested in full in connection with the closing of the business combination with F-star Therapeutics Limited.
- These shares are directly held by Nandakumar R & Suhasini R Iyer et al tr Radhakrishnan P Iyer TR DTD 7/8/14 (the "Trust"). The Reporting Person and the Reporting Person's immediate family members are beneficiaries of the Trust, and the Reporting Person is a trustee of the Trust.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.64 to $4.88 per share. The Reporting Person undertakes to provide to Issuer any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.
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