Filing Details

Accession Number:
0000882104-20-000187
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-20 20:22:02
Reporting Period:
2020-11-18
Accepted Time:
2020-11-20 20:22:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
882104 Pdl Biopharma Inc. PDLI Biological Products, (No Disgnostic Substances) (2836) 943023969
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1296974 Lee Alan Bazaar 932 Southwood Blvd.
Incline Village NV 89451
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-11-18 37,080 $1.71 70,515 No 4 M Direct
Common Stock Disposition 2020-11-18 26,642 $2.38 43,873 No 4 F Direct
Common Stock Disposition 2020-11-20 33,435 $2.42 10,438 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2020-11-18 37,080 $1.71 37,080 $1.71
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-04-17 2030-04-17 No 4 M Direct
Footnotes
  1. On May 21, 2020, the Company completed the distribution to its stockholders of its shares of common stock in Evofem Biosciences, Inc., which resulted in a $0.58 reduction to the exercise price of the stock option at such time pursuant to the Company's wind-down retention plan. On October 1, 2020, the Company completed the distribution to its stockholders of its shares of common stock in LENSAR, Inc., which resulted in a $0.78 reduction to the exercise price of the stock option at such time pursuant to the Company's wind-down retention plan.