Filing Details
- Accession Number:
- 0000921895-20-003084
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-20 19:46:10
- Reporting Period:
- 2020-11-18
- Accepted Time:
- 2020-11-20 19:46:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1497504 | Plx Pharma Inc. | PLXP | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1319551 | J Michael Valentino | 9 Fishers Lane Suite E Sparta NJ 07871 | Executive Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-11-18 | 264,900 | $3.79 | 461,690 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Acquisiton | 2020-11-18 | 160,000 | $0.00 | 160,000 | $5.15 |
| Common Stock | Warrants (right to buy) | Acquisiton | 2020-11-18 | 291,390 | $0.00 | 291,390 | $4.31 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 160,000 | 2030-11-18 | No | 4 | A | Direct | |
| 291,390 | 2020-11-18 | 2025-11-18 | No | 4 | P | Direct |
Footnotes
- Grant of stock options to the Reporting Person under the Issuer's 2018 Incentive Plan.
- These stock options vest over a three year period as follows: 1/3 on the first anniversary of the grant date, 1/3 on the second anniversary of the grant date and 1/3 on the third anniversary of the grant date.
- Issued pursuant to a private placement in connection with the purchase of immediately serparable units comprised of common stock and warrants.
Billionaire Hedge Funds
