Filing Details
- Accession Number:
- 0001104659-20-128102
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-20 19:28:30
- Reporting Period:
- 2020-11-18
- Accepted Time:
- 2020-11-20 19:28:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1136294 | Williams Industrial Services Group Inc. | WLMS | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1017043 | Nelson Obus | 450 Seventh Avenue Suite 509 New York NY 10123 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value Per Share | Acquisiton | 2020-11-18 | 1,400 | $1.75 | 6,349,506 | No | 4 | P | Indirect | See Footnote |
| Common Stock, $0.01 Par Value Per Share | Acquisiton | 2020-11-19 | 1,900 | $1.75 | 6,351,406 | No | 4 | P | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See Footnote |
| No | 4 | P | Indirect | See Footnote |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $0.01 Par Value Per Share | 219,838 | Direct |
Footnotes
- As of the date of this Form 4, Mr. Obus is (i) a principal executive officer of Wynnefield Capital, Inc., which is the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., which beneficially owns 1,556,864 shares of the issuer's common stock; (ii) a co-managing member of Wynnefield Capital Management, LLC, which is the sole general partner of Wynnefield Partners Small Cap Value, L.P. I, which beneficially owns 2,455,971 shares of the issuer's common stock, and the sole general partner of Wynnefield Partners Small Cap Value, L.P., which beneficially owns 2,085,997 shares of the issuer's common stock; and (iii) a co-trustee of Wynnefield Capital, Inc. Profit Sharing & Money Purchase Plan, which beneficially owns 252,574 shares of the issuer's common stock. Mr. Obus disclaims beneficial ownership of the securities described in this footnote except to the extent of his pecuniary interest.
- Wynnefield Partners Small Cap Value, L.P. I purchased all the shares acquired on November 18, 2020 and November 19, 2020.
Billionaire Hedge Funds
