Filing Details
- Accession Number:
- 0001209191-20-059766
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-20 18:55:50
- Reporting Period:
- 2020-11-18
- Accepted Time:
- 2020-11-20 18:55:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 720672 | Stifel Financial Corp | SF | Security Brokers, Dealers & Flotation Companies (6211) | 431273600 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1470453 | Victor Nesi | 787 7Th Avenue New York NY 10019 | Co-President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-11-18 | 5,000 | $0.00 | 13,383 | No | 4 | G | Indirect | by Trust |
| Common Stock | Disposition | 2020-11-20 | 1,000 | $67.50 | 12,383 | No | 4 | S | Indirect | by Trust |
| Common Stock | Disposition | 2020-11-18 | 5,000 | $0.00 | 139,171 | No | 4 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | G | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
| No | 4 | G | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 25,000 | Indirect | GRAT trust |
Billionaire Hedge Funds
