Filing Details
- Accession Number:
- 0001547903-20-000105
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-20 18:26:13
- Reporting Period:
- 2020-11-19
- Accepted Time:
- 2020-11-20 18:26:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1547903 | Nmi Holdings Inc. | NMIH | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1209170 | J Michael Embler | C/O Nmi Holdings, Inc. 2100 Powell Street, 12Th Fl. Emeryville CA 94608 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Shares, $0.01 Par Value Per Share | Acquisiton | 2020-11-19 | 37,813 | $10.00 | 107,376 | No | 4 | M | Direct | |
Class A Common Shares, $0.01 Par Value Per Share | Disposition | 2020-11-19 | 32,813 | $22.25 | 74,563 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Shares, $0.01 Par Value Per Share | Stock Option (right to buy) | Disposition | 2020-11-19 | 37,813 | $0.00 | 37,813 | $10.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2022-11-08 | No | 4 | M | Direct |
Footnotes
- The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $22.2542. The range of prices was $22.15 to $22.50. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold at each price.
- Represents 65,548 class A common shares and 9,015 unvested restricted stock units.
- The option vested in full on November 8, 2015.