Filing Details
- Accession Number:
- 0001299709-20-000263
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-20 18:10:54
- Reporting Period:
- 2020-11-10
- Accepted Time:
- 2020-11-20 18:10:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1299709 | Axos Financial Inc. | AX | Savings Institution, Federally Chartered (6035) | 330867444 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1778031 | M Thomas Constantine | 9205 West Russell Road Suite 400 Las Vegas NV 89148 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-11-10 | 4,500 | $32.93 | 10,184 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,533 | Indirect | 401(k) Plan |
Footnotes
- This transaction was executed in multiple trades, at prices ranging from $41.00 to $41.37. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.
Billionaire Hedge Funds
