Home > Insider Trading > Filing (0001209191-20-059757)

Filing Details

Accession Number:: 0001209191-20-059757
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-11-20 18:07:47
Reporting Period:: 2020-11-17

Accepted Time:: 2020-11-20 18:07:47
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1664703	Bloom Energy Corp	BE	Electrical Industrial Apparatus (3620)	770565408

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1746277	Kr Sridhar	4353 North First Street San Jose CA 95134	President & Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2020-11-18	326,288	$0.00	768,383	No	4	C	Direct
Class A Common Stock	Acquisiton	2020-11-18	111,493	$0.00	879,876	No	4	C	Direct
Class A Common Stock	Disposition	2020-11-18	452,299	$19.23	427,577	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	C	Direct
No	4	C	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Disposition	2020-09-11	133,333	$0.00	133,333	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2020-09-11	133,333	$0.00	133,333	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2020-09-11	133,334	$0.00	133,334	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2020-09-11	133,333	$0.00	133,333	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2020-09-11	133,333	$0.00	133,333	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2020-09-11	133,334	$0.00	133,334	$0.00
Class B Common Stock	Restricted Stock Units	Disposition	2020-11-17	620,988	$0.00	620,988	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2020-11-17	620,988	$0.00	620,988	$0.00
Class B Common Stock	Restricted Stock Units	Disposition	2020-11-17	212,191	$0.00	212,191	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2020-11-17	212,191	$0.00	212,191	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2020-11-18	326,288	$0.00	326,288	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2020-11-18	111,493	$0.00	111,493	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,308,516	No	4	G	Direct
1,175,183	No	4	G	Direct
1,041,849	No	4	G	Direct
133,333	No	4	G	Indirect
133,333	No	4	G	Indirect
133,334	No	4	G	Indirect
0	No	4	M	Direct
1,688,223	No	4	M	Direct
0	No	4	M	Direct
1,900,414	No	4	M	Direct
1,574,126	No	4	C	Direct
1,462,633	No	4	C	Direct

Footnotes

Sales of shares to satisfy tax withholding obligations incurred in connection with the settlement of vested restricted stock units. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
The price reported represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $18.75 to $20.02 per share. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.
Held by the KR Sridhar & Sudha Sarma 2020 Two Year GRAT, of which the Reporting Person is a trustee.
Held by the KR Sridhar & Sudha Sarma 2020 Three Year GRAT, of which the Reporting Person is a trustee.
Held by the KR Sridhar & Sudha Sarma 2020 Four Year GRAT, of which the Reporting Person is a trustee.
Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B Common Stock upon settlement.
These RSU's will vest on the first allowable trading day following the one-year anniversary of July 24, 2018, subject to the Company's Insider Trading Policy and trading window and to the Reporting Person's continued service through each vesting date.
Includes a total of 25,386 shares transferred from the Reporting Person's Grantor Retained Annuity Trusts.
The RSU will vest 50% at the end of lock-up period and during an open trading window and the remaining 50% will vest on the first allowable trading date following the one-year anniversary of July 27, 2018, subject to the Company's Insider Trading Policy and trading window and to the Reporting Person's continued service with the Issuer through each vesting date.