Filing Details
- Accession Number:
- 0001209191-20-059742
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-20 17:55:48
- Reporting Period:
- 2020-11-18
- Accepted Time:
- 2020-11-20 17:55:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 933974 | Brooks Automation Inc. | BRKS | Special Industry Machinery, Nec (3559) | 043040660 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1670527 | David Jarzynka | 15 Elizabeth Drive Chelmsford MA 01824 | President, Semi Solutions | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-11-18 | 1,977 | $69.62 | 94,994 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-11-18 | 2,482 | $69.62 | 92,512 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-11-18 | 48,591 | $69.03 | 43,921 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2020 of 14,602 performance-based units held by the reporting person and previously reported on Form 4.
- Represents the weighted average price for shares sold between November 16, 2020 and November 18, 2020 at a range between $68.13 and $71.23. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.
- Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2020 of 5,726 restricted stock units from three grants held by the reporting person and previously reported on Form 4.
- The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2020.
- Represents the weighted average price for shares sold at a range between $68.04 and $70.75. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.
Billionaire Hedge Funds
