Filing Details
- Accession Number:
- 0001786366-20-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-20 16:36:05
- Reporting Period:
- 2020-11-18
- Accepted Time:
- 2020-11-20 16:36:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1424864 | Rise Gold Corp. | RYES | Metal Mining (1000) | 300692325 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1786366 | Ward Lawrence Lepard | 59 North Main Street, #1 Sherborn MA 01770 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-11-18 | 66,667 | $0.75 | 1,529,656 | No | 4 | P | Indirect | By EMA GARP FUND LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By EMA GARP FUND LP |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants | Acquisiton | 2020-11-18 | 33,333 | $0.00 | 33,333 | $1.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
33,333 | 2020-07-31 | 2022-07-31 | No | 4 | P | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 591,875 | Direct | |
Common Stock | 135,000 | Indirect | By Lepard Children |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Warrants | $1.00 | 2020-07-31 | 2022-07-31 | 66,667 | 66,667 | Indirect |
Common Stock | Warrants | $1.50 | 2018-04-18 | 2021-04-18 | 130,000 | 130,000 | Indirect |
Common Stock | Warrants | $1.00 | 2019-07-03 | 2022-07-03 | 50,000 | 50,000 | Indirect |
Common Stock | Warrants | $1.00 | 2019-08-19 | 2022-08-19 | 250,000 | 250,000 | Indirect |
Common Stock | Options | $0.70 | 2019-08-21 | 2024-08-21 | 100,000 | 100,000 | Direct |
Common Stock | Warrants | $1.20 | 2018-09-17 | 2021-09-17 | 81,875 | 81,875 | Direct |
Common Stock | Warrants | $1.00 | 2019-08-19 | 2022-08-19 | 200,000 | 200,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2022-07-31 | 66,667 | 66,667 | Indirect |
2021-04-18 | 130,000 | 130,000 | Indirect |
2022-07-03 | 50,000 | 50,000 | Indirect |
2022-08-19 | 250,000 | 250,000 | Indirect |
2024-08-21 | 100,000 | 100,000 | Direct |
2021-09-17 | 81,875 | 81,875 | Direct |
2022-08-19 | 200,000 | 200,000 | Direct |
Footnotes
- Represents a price in Canadian dollars.