Filing Details

Accession Number:
0000899243-20-031803
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-20 16:30:08
Reporting Period:
2020-11-18
Accepted Time:
2020-11-20 16:30:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1775625 Smiledirectclub Inc. SDC () E9
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1759120 Cd&R Investment Associates X, Ltd. C/O Maples Corporate Services Limited,
Ugland House, South Church Street
Georgetown E9 KY1-1104
No No Yes No
1788172 Cd&R Sdc Holdings, L.p. C/O Maples Corporate Services Limited,
Ugland House, South Church Street
Georgetown E9 KY1-1104
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, $0.0001 Par Value Disposition 2020-11-18 5,000,000 $10.50 21,903,123 No 4 S Indirect See Explanation of Responses
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Explanation of Responses
Footnotes
  1. On November 18, 2020, CD&R SDC Holdings, L.P. ("CD&R SDC") sold 5,000,000 shares of Class A common stock of the Registrant (the "Common Stock") in a secondary block trade pursuant to Rule 144 under the Securities Act of 1933, as amended.
  2. CD&R Investment Associates X, Ltd. ("CD&R SDC GP") is the general partner of CD&R SDC, the direct holder of the Common Stock. CD&R SDC GP, as the general partner of CD&R SDC, may be deemed to beneficially own the shares of Common Stock held by CD&R SDC. Investment and voting decisions with respect to the shares of Common Stock held by CD&R SDC or CD&R SDC GP are made by an investment committee comprised of more than ten individuals (the "CD&R SDC Investment Committee"). All members of the CD&R SDC Investment Committee disclaim beneficial ownership of the shares of Common Stock held by CD&R SDC. CD&R SDC GP expressly disclaims beneficial ownership of the shares held by CD&R SDC except to the extent of any pecuniary interest therein.