Filing Details
- Accession Number:
- 0000899243-20-031803
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-20 16:30:08
- Reporting Period:
- 2020-11-18
- Accepted Time:
- 2020-11-20 16:30:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1775625 | Smiledirectclub Inc. | SDC | () | E9 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1759120 | Cd&R Investment Associates X, Ltd. | C/O Maples Corporate Services Limited, Ugland House, South Church Street Georgetown E9 KY1-1104 | No | No | Yes | No | |
1788172 | Cd&R Sdc Holdings, L.p. | C/O Maples Corporate Services Limited, Ugland House, South Church Street Georgetown E9 KY1-1104 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, $0.0001 Par Value | Disposition | 2020-11-18 | 5,000,000 | $10.50 | 21,903,123 | No | 4 | S | Indirect | See Explanation of Responses |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Explanation of Responses |
Footnotes
- On November 18, 2020, CD&R SDC Holdings, L.P. ("CD&R SDC") sold 5,000,000 shares of Class A common stock of the Registrant (the "Common Stock") in a secondary block trade pursuant to Rule 144 under the Securities Act of 1933, as amended.
- CD&R Investment Associates X, Ltd. ("CD&R SDC GP") is the general partner of CD&R SDC, the direct holder of the Common Stock. CD&R SDC GP, as the general partner of CD&R SDC, may be deemed to beneficially own the shares of Common Stock held by CD&R SDC. Investment and voting decisions with respect to the shares of Common Stock held by CD&R SDC or CD&R SDC GP are made by an investment committee comprised of more than ten individuals (the "CD&R SDC Investment Committee"). All members of the CD&R SDC Investment Committee disclaim beneficial ownership of the shares of Common Stock held by CD&R SDC. CD&R SDC GP expressly disclaims beneficial ownership of the shares held by CD&R SDC except to the extent of any pecuniary interest therein.