Filing Details
- Accession Number:
- 0000914190-20-000423
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-20 16:28:43
- Reporting Period:
- 2020-11-18
- Accepted Time:
- 2020-11-20 16:28:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1196298 | Nephros Inc | NEPH | Surgical & Medical Instruments & Apparatus (3841) | 133971809 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1749836 | J. Oliver Spandow | C/O Nephros, Inc. 380 Lackawanna Place South Orange NJ 07079 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-11-18 | 1,500 | $5.83 | 15,734 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $5.58 | 2028-08-10 | 9,466 | 9,466 | Direct | |
Common Stock | Stock Option (Right to Buy) | $5.85 | 2028-12-19 | 5,161 | 5,161 | Direct | |
Common Stock | Stock Option (Right to Buy) | $8.57 | 2029-12-16 | 5,568 | 5,568 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2028-08-10 | 9,466 | 9,466 | Direct |
2028-12-19 | 5,161 | 5,161 | Direct |
2029-12-16 | 5,568 | 5,568 | Direct |
Footnotes
- The option vests as to 3,156 shares on 8/10/19 and as to 3,155 shares on each of 8/10/20 and 8/10/21.
- The option vests as to 1,721 shares on 12/19/18 and as to 1,720 shares on each of 12/19/19 and 12/19/20.
- The option vests as to 1,856 shares on each of 12/16/19, 12/16/20 and 12/16/21.