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Filing Details

Accession Number:: 0000009984-20-000124
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-11-20 13:35:55
Reporting Period:: 2020-11-18

Accepted Time:: 2020-11-20 13:35:55
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
9984	Barnes Group Inc	B	Miscellaneous Fabricated Metal Products (3490)	060247840

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1007661	O Thomas Barnes	Barnes Group Inc. 123 Main Street Bristol CT 06010		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2020-11-17	2,500	$0.00	387,570	No	5	G	Direct
Common Stock	Disposition	2020-11-18	1,500	$45.06	386,070	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	G	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	4,462	Indirect	By my wife
Common Stock	39,116	Indirect	Trust #42-01-102-8546568
Common Stock	412,296	Indirect	Trust #42-01-102-8546559 (1E)
Common Stock	75,728	Indirect	Trust #42-01-102-8550714 (2E)
Common Stock	160,499	Indirect	Trust #42-01-102-8550720 (3E)
Common Stock	479,703	Indirect	Trust #42-01-102-8550719 (4E)
Common Stock	410,026	Indirect	Trust #42-01-102-8546558 (5E/5W)
Common Stock	83,723	Indirect	Trust #42-01-102-8550713 (6E/7W)
Common Stock	62,403	Indirect	Trust#42-01-102-2549053

Footnotes

Includes (a) a balance of 397 Restricted Stock Units granted 2/13/2020, which are subject to forfeiture if certain events occur and payable in shares of common stock on or as soon as practicable following the applicable vesting date; (b) 12,000 shares of deferred stock under the Non-Employee Director Deferred Stock Plan, which are payable in shares of common stock upon separation from service as a director, and (c) 375,172.67 shares of common stock.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.05 to $45.0625, inclusive. The reporting person undertakes to provide to Barnes Group Inc., any security holder of Barnes Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
Includes (a) a balance of 397 Restricted Stock Units granted 2/13/2020, which are subject to forfeiture if certain events occur and payable in shares of common stock on or as soon as practicable following the applicable vesting date; (b) 12,000 shares of deferred stock under the Non-Employee Director Deferred Stock Plan, which are payable in shares of common stock upon separation from service as a director, and (c) 373,672.67 shares of common stock.
Reporting Person hereby disclaims beneficial ownership of shares held by his Wife, and the Trusts except to the extent of his pecuniary interest.