Filing Details
- Accession Number:
- 0000914851-20-000362
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-20 13:13:09
- Reporting Period:
- 2020-11-16
- Accepted Time:
- 2020-11-20 13:13:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1517518 | Clearbridge Energy Midstream Opportunity Fund Inc. | EMO | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1494715 | Chris Eades | 620 Eighth Avenue 48Th Floor New York NY 10018 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-11-16 | 8,700 | $11.79 | 14,610 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 405 | Indirect | Held by Spouse |
Footnotes
- The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $11.73 to $11.79 inclusive. Mr. Eades undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above.
- On July 28, 2020, the Fund executed a 1-for-5 reverse stock split. As a result of the reverse stock splits, every five outstanding shares of common stock of the Fund was automatically converted into one share of common stock.
- Includes shares acquired through the Fund's Dividend Reinvestment Plan.