Filing Details
- Accession Number:
- 0001225208-11-011125
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-05 15:07:02
- Reporting Period:
- 2011-04-01
- Filing Date:
- 2011-04-05
- Accepted Time:
- 2011-04-05 15:07:02
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1331305 | Derek Ungless | 810 Dsw Drive Columbus OH 43219 | Evp-Chief Marketing Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Shares | Acquisiton | 2011-04-01 | 10,000 | $19.00 | 17,800 | No | 4 | M | Direct | |
| Class A Common Shares | Acquisiton | 2011-04-01 | 3,000 | $0.00 | 20,800 | No | 4 | M | Direct | |
| Class A Common Shares | Disposition | 2011-04-01 | 1,274 | $39.96 | 19,526 | No | 4 | F | Direct | |
| Class A Common Shares | Disposition | 2011-04-01 | 10,000 | $41.00 | 9,526 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Shares | Restricted Stock Unit | Disposition | 2011-04-01 | 3,000 | $0.00 | 3,000 | $0.00 |
| Class A Common Shares | Stock Option - Right to Buy | Disposition | 2011-04-01 | 10,000 | $0.00 | 10,000 | $19.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,000 | 2013-04-01 | No | 4 | M | Direct | |
| 0 | 2015-06-28 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of DSW common stock.
- Restricted stock units vest 25% on the first and second anniversaries of the date of grant and 50% on the fourth anniversary of the date of grant.
- Option vests 20% per year beginning on the first anniversary of the date of grant.
Billionaire Hedge Funds
