Filing Details
- Accession Number:
- 0001209191-20-059566
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-19 21:32:39
- Reporting Period:
- 2020-11-18
- Accepted Time:
- 2020-11-19 21:32:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 948708 | Smith Micro Software Inc. | SMSI | Services-Prepackaged Software (7372) | 330029027 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1308199 | Samuel Gulko | 5800 Corporate Dr. Pittsburgh PA 15237 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-11-18 | 10,000 | $5.14 | 94,250 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- The trade was executed in a series of transactions with a weighted average price of $5.1401. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the calculation of such weighted average.
Billionaire Hedge Funds
