Filing Details
- Accession Number:
- 0001225208-11-011124
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-05 15:07:00
- Reporting Period:
- 2011-04-01
- Filing Date:
- 2011-04-05
- Accepted Time:
- 2011-04-05 15:07:00
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1331254 | J Douglas Probst | 810 Dsw Drive Columbus OH 43219 | Evp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Shares | Acquisiton | 2011-04-01 | 4,000 | $0.00 | 14,748 | No | 4 | M | Direct | |
Class A Common Shares | Disposition | 2011-04-01 | 1,298 | $39.96 | 13,450 | No | 4 | F | Direct | |
Class A Common Shares | Disposition | 2011-04-04 | 5,000 | $41.35 | 8,450 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Shares | Restricted Stock Unit | Disposition | 2011-04-01 | 4,000 | $0.00 | 4,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
8,000 | 2013-04-01 | No | 4 | M | Direct |
Footnotes
- The sales in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Probst on March 16, 2011.
- Price represents a weighted average of the sale price. Shares were sold at prices ranging from $41.12 to $41.55. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
- Each restricted stock unit represents a contingent right to receive one share of DSW common stock.
- Restricted stock units vest 25% on the first and second anniversaries of the date of grant and 50% on the fourth anniversary of the date of grant.