Filing Details

Accession Number:
0001225208-11-011123
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-04-05 15:06:58
Reporting Period:
2011-04-01
Filing Date:
2011-04-05
Accepted Time:
2011-04-05 15:06:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1319947 Dsw Inc. DSW Retail-Shoe Stores (5661) 310746639
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1368692 Harris Mustafa 810 Dsw Drive
Columbus OH 43219
Evp, Supply Chain No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Shares Acquisiton 2011-04-01 11,200 $10.00 13,226 No 4 M Direct
Class A Common Shares Acquisiton 2011-04-01 3,000 $0.00 16,226 No 4 M Direct
Class A Common Shares Disposition 2011-04-01 1,111 $39.96 15,115 No 4 F Direct
Class A Common Shares Disposition 2011-04-01 11,200 $39.99 3,915 No 4 S Direct
Class A Common Shares Acquisiton 2011-04-04 6,000 $12.92 9,915 No 4 M Direct
Class A Common Shares Disposition 2011-04-04 6,000 $40.89 3,915 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Shares Restricted Stock Unit Disposition 2011-04-01 3,000 $0.00 3,000 $0.00
Class A Common Shares Stock Option - Right to Buy Disposition 2011-04-01 11,200 $0.00 11,200 $10.00
Class A Common Shares Stock Option - Right to Buy Disposition 2011-04-04 6,000 $0.00 6,000 $12.92
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,000 2013-04-01 No 4 M Direct
33,600 2019-04-01 No 4 M Direct
12,000 2018-04-03 No 4 M Direct
Footnotes
  1. The sales in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Mustafa on March 17, 2011.
  2. Price represents a weighted average of the sale price. Shares were sold at prices ranging from $40.80 to $40.95. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
  3. Each restricted stock unit represents a contingent right to receive one share of DSW common stock.
  4. Restricted stock units vest 25% on the first and second anniversaries of the date of grant and 50% on the fourth anniversary of the date of grant.
  5. Option vests 20% per year beginning on the first anniversary of the date of grant.