Filing Details

Accession Number:
0001225208-20-013701
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-19 20:02:19
Reporting Period:
2020-11-17
Accepted Time:
2020-11-19 20:02:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1751788 Dow Inc. DOW () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1600097 Peter Holicki 2211 H.h. Dow Way
Midland MI 48674
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-11-17 13,920 $38.87 69,240 No 4 M Direct
Common Stock Disposition 2020-11-17 11,734 $53.90 57,506 No 4 D Direct
Common Stock Disposition 2020-11-18 6,836 $55.99 50,670 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (Right to Buy) Disposition 2020-11-17 13,920 $0.00 13,920 $38.87
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-02-11 No 4 M Direct
Footnotes
  1. Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3.
  2. The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $55.9900 to $55.9950. Reporting Person agrees to provide upon request by the Commission staff, the issuer,or asecurity holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. This option is fully vested and exercisable.