Filing Details
- Accession Number:
- 0001179110-20-011236
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-19 17:55:54
- Reporting Period:
- 2020-11-17
- Accepted Time:
- 2020-11-19 17:55:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 854775 | Digi International Inc | DGII | Computer Communications Equipment (3576) | 411532464 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1540299 | H. David Sampsell | 9350 Excelsior Blvd, Suite 700 Hopkins MN 55343 | Vp, Corp. Dev, Gc & Corp. Sec. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-11-17 | 15,000 | $12.07 | 71,659 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-17 | 15,000 | $17.27 | 56,659 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-11-18 | 10,558 | $12.07 | 67,217 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-18 | 9,049 | $17.47 | 58,168 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-11-19 | 10,039 | $12.07 | 68,207 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-19 | 8,605 | $17.00 | 59,602 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2020-11-17 | 15,000 | $0.00 | 15,000 | $12.07 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2020-11-18 | 9,049 | $0.00 | 9,049 | $12.07 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2020-11-19 | 10,039 | $0.00 | 10,039 | $12.07 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 35,000 | 2021-04-27 | No | 4 | M | Direct | |
| 25,951 | 2021-04-27 | No | 4 | M | Direct | |
| 15,912 | 2021-04-27 | No | 4 | M | Direct |
Footnotes
- Includes 3,610.292 shares acquired under Digi International Inc.'s Employee Stock Purchase Plan between April 2, 2018 and September 30, 2020.
- Reflects the weighted average price of 15,000 shares of common stock of Digi International Inc. sold by the reporting person in multiple transactions on November 17, 2020 with sale prices ranging from $17.25 to $17.3275 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average price of 9,049 shares of common stock of Digi International Inc. sold by the reporting person in multiple transactions on November 18, 2020 with sale prices ranging from $17.40 to $17.655 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average price of 8,605 shares of common stock of Digi International Inc. sold by the reporting person in multiple transactions on November 19, 2020 with sale prices ranging from $17.00 to $17.045 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Fully vested.
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