Filing Details
- Accession Number:
- 0001104659-20-127422
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-19 17:28:11
- Reporting Period:
- 2020-11-17
- Accepted Time:
- 2020-11-19 17:28:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1418135 | Keurig Dr Pepper Inc. | KDP | Beverages (2080) | 753258232 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1746478 | B.v. Holdings Maple | Oosterdoksstraat 80 Amsterdam P7 1011DK | No | No | Yes | No | |
1746728 | B.v. Holdings Acorn | Oosterdoksstraat 80 Amsterdam P7 1011DK | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Disposition | 2020-11-17 | 20,000,000 | $28.30 | 585,363,798 | No | 4 | S | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2020-11-17 | 119,062,598 | $0.00 | 466,301,200 | No | 4 | J | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | J | Direct |
Footnotes
- On November 17, 2020, Maple Holdings B.V. ("Maple Holdings") agreed to sell (the "Share Sale") 20,000,000 shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") to Goldman Sachs & Co. LLC and Morgan Stanley & Co. LLC (the "Underwriters"), pursuant to an Underwriting Agreement, by and among Maple Holdings, KDP, Mondelez International Holdings LLC and the Underwriters.
- These Shares are held by Maple Holdings, a direct or indirect subsidiary of each other Reporting Person herein. As such, each other Reporting Person herein may be deemed a beneficial owner of Shares held by Maple Holdings. Each of the Reporting Persons disclaims any beneficial ownership of such Shares, except to the extent of its pecuniary interests therein.
- On November 17, 2020, Acorn Holdings B.V. ("Acorn") and Maple Holdings entered into an agreement with JAB Consumer Fund SCA SICAR ("JCF"), pursuant to which Acorn agreed to distribute 119,062,598 Shares of KDP to JCF in redemption of JCF's existing interest in Acorn. JCF has advised the Reporting Persons that it expects to distribute such Shares to its limited partners. The distributed Shares will be subject to a lock-up arrangement with Acorn that will ratably apply for a period from six to twelve months.