Filing Details

Accession Number:
0001567619-20-020113
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-19 17:01:38
Reporting Period:
2020-11-17
Accepted Time:
2020-11-19 17:01:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
99614 Tri-Continental Corp TY (0) 135441850
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1518807 O. Christopher Petersen 5228 Ameriprise Financial Center
Minneapolis MN 55474
President & Prin Exec Off No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Tri-Continental Corporation Common Stock (Ty) Acquisiton 2020-11-17 100 $28.40 100 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct