Filing Details
- Accession Number:
- 0001567619-20-020113
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-19 17:01:38
- Reporting Period:
- 2020-11-17
- Accepted Time:
- 2020-11-19 17:01:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
99614 | Tri-Continental Corp | TY | (0) | 135441850 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1518807 | O. Christopher Petersen | 5228 Ameriprise Financial Center Minneapolis MN 55474 | President & Prin Exec Off | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Tri-Continental Corporation Common Stock (Ty) | Acquisiton | 2020-11-17 | 100 | $28.40 | 100 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |