Filing Details
- Accession Number:
- 0001567619-20-020103
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-19 16:44:44
- Reporting Period:
- 2020-11-18
- Accepted Time:
- 2020-11-19 16:44:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1762359 | Acreage Holdings Inc. | ACRG.A | Retail-Miscellaneous Retail (5900) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1797035 | Robert Daino | 366 Madison Avenue, 11Th Floor New York NY 10017 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock - Class D Subordinate Voting Shares | Disposition | 2020-11-18 | 703 | $3.15 | 478,446 | No | 4 | S | Direct | |
| Common Stock - Class E Subordinate Voting Shares | Disposition | 2020-11-18 | 1,589 | $3.44 | 1,116,430 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock - Class D Subordinate Voting Shares | Stock Option (Right to Buy) | $7.50 | 2028-11-14 | 72,000 | 72,000 | Direct | |
| Common Stock - Class E Subordinate Voting Shares | Stock Option (Right to Buy) | $17.50 | 2028-11-14 | 168,000 | 168,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2028-11-14 | 72,000 | 72,000 | Direct |
| 2028-11-14 | 168,000 | 168,000 | Direct |
Footnotes
- Shares sold solely for the purpose of paying taxes applicable as a result of the vesting of restricted stock units.
- Pursuant to the Amended Arrangement between Canopy Growth Corporation and Acreage Holdings, Inc., implemented on September 23, 2020, Acreage's articles have been amended to create new Class E subordinate voting shares (the "Fixed Shares"), Class D subordinate voting shares (the "Floating Shares") and Class F multiple voting shares (the "Fixed Multiple Shares"). Each existing Class A subordinate voting share of Acreage (each, a "Subordinate Voting Share") has been exchanged for 0.7 of a Fixed Share and 0.3 of a Floating Share, each existing Class B proportionate voting share (each, a "Proportionate Voting Share") has been exchanged for 28 Fixed Shares and 12 Floating Shares and each existing Class C multiple share (each, a "Multiple Voting Share") has been exchanged for 0.7 of a Fixed Multiple Share and 0.3 of a Floating Share.
- One-third of the options vested on November 14, 2019. The remaining options vest ratably over the subsequent eight quarters.
Billionaire Hedge Funds
