Filing Details
- Accession Number:
- 0001104659-20-127377
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-19 16:33:07
- Reporting Period:
- 2020-11-18
- Accepted Time:
- 2020-11-19 16:33:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1571329 | Capitala Finance Corp. | CPTA | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1514106 | W. Larry Carroll | C/O Capitala Finance Corp. 4201 Congress Street, Suite 360 Charlotte NC 28209 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-11-18 | 3,371 | $10.48 | 39,339 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 110 | Indirect | Via Parent |