Filing Details
- Accession Number:
- 0001209191-20-059372
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-19 16:18:24
- Reporting Period:
- 2020-11-18
- Accepted Time:
- 2020-11-19 16:18:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1725057 | Ceridian Hcm Holding Inc. | CDAY | Services-Prepackaged Software (7372) | 463231686 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1733805 | D David Ossip | C/O Ceridian Hcm Holding Inc. 3311 East Old Shakopee Road Minneapolis MN 55425 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-11-18 | 500,000 | $17.20 | 1,059,873 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2020-11-18 | 6,991 | $17.88 | 1,066,864 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-11-18 | 506,991 | $94.90 | 559,873 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option (right to buy) | Disposition | 2020-11-18 | 500,000 | $0.00 | 500,000 | $17.20 |
Common Stock | Option (right to buy) | Disposition | 2020-11-18 | 6,991 | $0.00 | 6,991 | $17.88 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
750,000 | 2027-03-20 | No | 4 | M | Direct | |
0 | 2026-03-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 229,085 | Indirect | See Note |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Exchangeable Shares | $0.00 | 8,328 | 8,328 | Direct | ||
Common Stock | Exchangeable Shares | $0.00 | 1,860,902 | 1,860,902 | Indirect | ||
Common Stock | Option (right to buy) | $22.00 | 2028-04-25 | 1,358,697 | 1,358,697 | Direct | |
Common Stock | Option (right to buy) | $44.91 | 2029-02-08 | 10,390 | 10,390 | Direct | |
Common Stock | Option (right to buy) | $49.93 | 2029-03-20 | 1,750,000 | 1,750,000 | Direct | |
Common Stock | Performance Units | $0.00 | 2021-03-01 | 6,884 | 6,884 | Direct | |
Common Stock | Option (right to buy) | $65.26 | 2030-05-08 | 1,500,000 | 1,500,000 | Direct | |
Common Stock | Option (right to buy) | $65.26 | 2030-05-08 | 321,734 | 321,734 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
8,328 | 8,328 | Direct | |
1,860,902 | 1,860,902 | Indirect | |
2028-04-25 | 1,358,697 | 1,358,697 | Direct |
2029-02-08 | 10,390 | 10,390 | Direct |
2029-03-20 | 1,750,000 | 1,750,000 | Direct |
2021-03-01 | 6,884 | 6,884 | Direct |
2030-05-08 | 1,500,000 | 1,500,000 | Direct |
2030-05-08 | 321,734 | 321,734 | Direct |
Footnotes
- Includes (i) 22,267 shares of Common Stock, (ii) 375,000 shares issuable pursuant to vested Restricted Stock Units and 125,000 shares issuable pursuant to Restricted Stock Units, granted on March 20, 2017, that vest on March 20, 2021, (iii) 3,129 shares that are issuable pursuant to Restricted Stock Units, granted on February 28, 2020, that vest in three annual installments beginning on February 28, 2021, and (iv) 34,477 shares that are issuable pursuant to Restricted Stock Units, granted on May 8, 2020, that vest in three annual installments beginning on May 8, 2021.
- Indirectly owned through OsFund Inc. The Reporting Person disclaims beneficial ownership except to the extent of the Reporting Person's pecuniary interest.
- Represents exchangeable shares of Ceridian AcquisitionCo ULC, a wholly owned subsidiary of the Issuer, that are exchangeable at the option of the holder for shares of common stock of the Issuer. Each exchangeable share is convertible into one share of common stock of the Issuer, subject to adjustments. The exchangeable shares are currently exercisable and have no expiration date.
- Indirectly owned through Osscer Inc. The Reporting Person disclaims beneficial ownership except to the extent of the Reporting Person's pecuniary interest.
- Consists of 937,500 vested and exercisable options as of March 20, 2020 and 312,500 options that vest and become exercisable on March 20, 2021.
- Not Applicable.
- These options are vested and exercisable.
- Consists of 679,348 vested and exercisable options as of April 25, 2020 and 679,349 options that vest and become exercisable in two annual installments beginning on April 25, 2021.
- Consists of 2,597 vested and exercisable options as of February 8, 2020 and 7,793 options that vest and become exercisable in three annual installments beginning on February 8, 2021.
- Consists of 437,500 vested and exercisable options as of March 20, 2020 and 1,312,500 options that vest and become exercisable in three annual installments beginning on March 20, 2021.
- Each performance unit, granted on February 28, 2020, represents a contingent right to receive up to 1.25 shares of Common Stock. The performance units vest upon satisfaction of Cloud Revenue and Adjusted EBITDA margin targets under the Company's 2020 Management Incentive Plan.
- The vesting of eligible shares will occur on May 8, 2023 if certain performance criteria are met on or before May 8, 2023. If the performance criteria are met after May 8, 2023 and on or before May 8, 2025, the vesting of eligible shares will occur on the date the performance criteria is met. If the performance criteria are not met by May 8, 2025, the award will forfeit.
- These options vest and become exercisable in four annual installments beginning on May 8, 2021.