Filing Details
- Accession Number:
- 0001005229-20-000340
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-19 15:20:40
- Reporting Period:
- 2020-11-18
- Accepted Time:
- 2020-11-19 15:20:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1005229 | Columbus Mckinnon Corp | CMCO | Construction Machinery & Equip (3531) | 160547600 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1747575 | Y. Mario Lara Ramos | 205 Crosspoint Parkway Getzville NY 14068 | Vp Global Product Development | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-11-18 | 0 | $0.00 | 14,353 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2020-11-18 | 1,748 | $35.16 | 16,101 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-18 | 2,950 | $38.80 | 13,151 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Options (Right to Buy) | Disposition | 2020-11-18 | 1,748 | $0.00 | 1,748 | $35.16 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,241 | 2020-05-20 | 2029-05-19 | No | 4 | M | Direct |
Footnotes
- Includes 8,581.3937 shares of restricted stock issued to reporting person, subject to forfeiture in whole or part, 1,740.6045 shares become fully vested 33.33% per year for three years beginning 5/20/2021, 1,341.3372 shares become fully vested 50% per year for two years beginning 5/20/2021, 2,065.4693 shares become fully vested 1/20/2022, and 3,433.9827 shares become fully vested 33.33% per year for three years beginning 5/18/2021, if reporting person remains an employee of issuer.
- Represents non-qualified stock options issued to reporting person under the Columbus McKinnon Corporation 2010 Long Term Incentive Plan dated as of July 26, 2010, subject to forfeiture in whole or part; options become exercisable 25% per year for four years beginning 5/20/2020, if reporting person remains an employee of issuer.
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