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Home > Insider Trading > Filing (0001019056-20-000579)

Filing Details

Accession Number:: 0001019056-20-000579
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-11-19 14:27:50
Reporting Period:: 2020-11-17

Accepted Time:: 2020-11-19 14:27:50
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
872912	Delcath Systems Inc.	DCTH	Surgical & Medical Instruments & Apparatus (3841)	061245881

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1622627	Rosalind Advisors, Inc.	175 Bloor Street Suite 1316, North Tower Toronto A6 M4W 3R8		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Shares	Acquisiton	2020-11-17	2,500	$12.11	191,500	No	4	P	Indirect	By Rosalind Advisors, Inc., the advisor to the Rosalind Funds

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Rosalind Advisors, Inc., the advisor to the Rosalind Funds

Footnotes

Includes 185,000 previously reported as of May 13, 2020 in accordance with Form 3 filing indirectly owned as Officer(s) of Rosalind Advisors, Inc., the advisor to Rosalind Opportunities Fund I L.P. and Rosalind Master Fund L.P., collectively, the "Rosalind Funds".