Filing Details
- Accession Number:
- 0001225208-20-013677
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-19 10:20:40
- Reporting Period:
- 2020-11-18
- Accepted Time:
- 2020-11-19 10:20:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 316709 | Schwab Charles Corp | SCHW | Security Brokers, Dealers & Flotation Companies (6211) | 943025021 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1188405 | Arun Sarin | 211 Main Street San Francisco CA 94105 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-11-18 | 16,491 | $12.66 | 30,971 | No | 4 | M | Indirect | by Trust |
| Common Stock | Acquisiton | 2020-11-18 | 11,344 | $17.62 | 42,315 | No | 4 | M | Indirect | by Trust |
| Common Stock | Disposition | 2020-11-18 | 27,835 | $48.61 | 14,480 | No | 4 | S | Indirect | by Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | by Trust |
| No | 4 | M | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2020-11-18 | 11,344 | $0.00 | 11,344 | $17.62 |
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2020-11-18 | 16,491 | $0.00 | 16,491 | $12.66 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-05-19 | No | 4 | M | Direct | |
| 0 | 2022-05-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,453 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $48.51 to $48.71. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The date first exercisable is 5/19/2012.
- The date first exercisable is 5/21/2013.
Billionaire Hedge Funds
