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Filing Details

Accession Number:: 0001810806-20-000031
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-11-18 20:37:20
Reporting Period:: 2020-06-04

Accepted Time:: 2020-11-18 20:37:20
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1810806	Unity Software Inc.	U	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1193857	S. John Riccitiello	C/O Unity Software Inc. 30 3Rd Street San Francisco CA 94103	President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-06-04	437,500	$0.00	7,221,232	No	4	A	Direct
Common Stock	Acquisiton	2020-06-09	65,083	$1.43	65,083	No	4	M	Indirect	See footnote
Common Stock	Disposition	2020-06-16	21,500	$31.00	43,583	No	4	S	Indirect	See footnote
Common Stock	Disposition	2020-06-27	43,583	$29.50	0	No	4	S	Indirect	See footnote
Common Stock	Disposition	2020-06-23	1,400,000	$27.50	5,821,232	No	4	S	Direct
Common Stock	Acquisiton	2020-11-16	209,999	$4.03	6,031,231	No	4	M	Direct
Common Stock	Acquisiton	2020-11-16	101,237	$1.43	101,237	No	4	M	Indirect	See footnote
Common Stock	Acquisiton	2020-11-16	89,999	$4.03	191,236	No	4	M	Indirect	See footnote
Common Stock	Acquisiton	2020-11-16	32,999	$11.28	224,235	No	4	M	Indirect	See footnote
Common Stock	Disposition	2020-11-16	24,088	$106.49	6,007,143	No	4	S	Direct
Common Stock	Disposition	2020-11-16	72,805	$107.36	5,934,338	No	4	S	Direct
Common Stock	Disposition	2020-11-16	42,095	$108.34	5,892,243	No	4	S	Direct
Common Stock	Disposition	2020-11-16	23,950	$109.33	5,868,293	No	4	S	Direct
Common Stock	Disposition	2020-11-16	26,705	$110.38	5,841,588	No	4	S	Direct
Common Stock	Disposition	2020-11-16	20,256	$111.15	5,821,332	No	4	S	Direct
Common Stock	Disposition	2020-11-16	100	$112.00	5,821,232	No	4	S	Direct
Common Stock	Disposition	2020-11-16	8,188	$105.98	216,047	No	4	S	Indirect	See footnote
Common Stock	Disposition	2020-11-16	26,113	$106.88	189,934	No	4	S	Indirect	See footnote
Common Stock	Disposition	2020-11-16	39,484	$107.94	150,450	No	4	S	Indirect	See footnote
Common Stock	Disposition	2020-11-16	77,635	$108.97	72,815	No	4	S	Indirect	See footnote
Common Stock	Disposition	2020-11-16	65,289	$109.93	7,526	No	4	S	Indirect	See footnote
Common Stock	Disposition	2020-11-16	6,226	$110.91	1,300	No	4	S	Indirect	See footnote
Common Stock	Disposition	2020-11-16	1,300	$111.95	0	No	4	S	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	A	Direct
No	4	M	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Direct
No	4	M	Direct
No	4	M	Indirect	See footnote
No	4	M	Indirect	See footnote
No	4	M	Indirect	See footnote
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Acquisiton	2020-06-04	875,000	$0.00	875,000	$19.62
Common Stock	Stock Option (Right to Buy)	Disposition	2020-06-09	65,083	$0.00	65,083	$1.43
Common Stock	Stock Option (Right to Buy)	Disposition	2020-11-16	209,999	$0.00	209,999	$4.03
Common Stock	Stock Option (Right to Buy)	Disposition	2020-11-16	101,237	$0.00	101,237	$1.43
Common Stock	Stock Option (Right to Buy)	Disposition	2020-11-16	89,999	$0.00	89,999	$4.03
Common Stock	Stock Option (Right to Buy)	Disposition	2020-11-16	32,999	$0.00	32,999	$11.28

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
875,000	2030-06-03	No	4	A	Direct
674,917	2025-05-04	No	4	M	Indirect
3,790,001	2027-03-27	No	4	M	Direct
573,680	2025-05-04	No	4	M	Indirect
510,001	2027-03-27	No	4	M	Indirect
187,001	2029-04-06	No	4	M	Indirect

Footnotes

The reporting person received an award of 437,500 shares issuable pursuant to restricted stock units on June 4, 2020. 20% of the shares subject to this award vest on each of May 25, 2022 and May 25, 2023 and 30% of the shares subject to this award vest on each of May 25, 2024 and May 25, 2025, subject to the reporting person's continued service through each vesting date.
The securities are held by the reporting person's fiancee.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.88 to $106.88, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.89 to $107.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.90 to $108.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.91 to $109.91, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.92 to $110.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.93 to $111.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.42 to $106.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.43 to $107.41, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.49 to $108.49, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.50 to $109.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.53 to $110.51, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.62 to $111.54, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.70 to $112.34, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The underlying option is exercisable as follows: 20% of the shares subject to the option vest on each of March 31, 2022 and March 31, 2023 and 30% of the shares subject to the option vest on each of March 31, 2024 and March 31, 2025, subject to the reporting person's continued service through each vesting date.
Fully vested.
The underlying option is exercisable as follows: 2.5% of the shares subject to the option vested on December 31, 2018 and 32.5% of the shares vest annually thereafter for 3 years, subject to the reporting person's continued service through each vesting date.