Filing Details
- Accession Number:
- 0000914851-20-000360
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-18 19:55:28
- Reporting Period:
- 2020-11-16
- Accepted Time:
- 2020-11-18 19:55:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1488775 | Clearbridge Mlp & Midstream Fund Inc. | CEM | () | 272282398 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1494715 | Chris Eades | 620 Eighth Avenue 48Th Floor New York NY 10018 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-11-16 | 6,550 | $15.65 | 9,292 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- On July 28, 2020, the Fund executed a 1-for-5 reverse stock split. As a result of the reverse stock splits, every five outstanding shares of common stock of the Fund was automatically converted into one share of common stock.
- Includes shares acquired through the Fund's Dividend Reinvestment Plan.
Billionaire Hedge Funds
