Filing Details
- Accession Number:
- 0001209191-20-059190
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2020-11-18 17:42:55
- Reporting Period:
- 2020-11-17
- Accepted Time:
- 2020-11-18 17:42:55
- Original Submission Date:
- 2020-11-17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1113232 | Axcelis Technologies Inc | ACLS | Special Industry Machinery, Nec (3559) | 341818596 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1195654 | C Lynnette Fallon | C/O Axcelis Technologies, Inc. 108 Cherry Hill Drive Beverly MA 01915 | Executive Vp, Hr/Legal | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-11-17 | 19,000 | $12.04 | 101,955 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-17 | 19,000 | $26.00 | 82,955 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-11-17 | 9,648 | $26.00 | 73,307 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock option (right to buy) | Disposition | 2020-11-17 | 19,000 | $0.00 | 19,000 | $12.04 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 18,500 | 2019-07-15 | 2022-07-15 | No | 4 | M | Direct |
Footnotes
- Of the shares held as of November 17, 2020, 42,003 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.
- The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $26.00 to $26.01, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
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