Filing Details
- Accession Number:
- 0001127602-20-029482
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-18 17:13:59
- Reporting Period:
- 2020-11-16
- Accepted Time:
- 2020-11-18 17:13:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1674862 | Ashland Global Holdings Inc | ASH | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1575329 | Kevin J Willis | 8145 Blazer Drive Wilmington DE 19808 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-11-16 | 1,048 | $82.85 | 938 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2020-11-16 | 1,791 | $79.19 | 2,729 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-11-16 | 544 | $79.19 | 2,185 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2020-11-16 | 1,372 | $79.19 | 4,101 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-11-16 | 417 | $79.19 | 3,684 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2020-11-16 | 1,791 | $0.00 | 1,791 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2020-11-16 | 1,372 | $0.00 | 1,372 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2020-11-17 | 7,500 | $79.40 | 7,500 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,758 | No | 4 | M | Direct | ||
3,842 | No | 4 | M | Direct | ||
11,886 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 32,326 | Indirect | 401(k) |
Common Stock | 0 | Indirect | Trust |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 31, 2020.
- Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 6 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
- Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.
- Grant of Restricted Stock Units on November 15, 2017, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.
- Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.
- Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three annual equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.