Filing Details
- Accession Number:
- 0001096906-11-000662
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-04-05 13:56:18
- Reporting Period:
- 2010-12-03
- Filing Date:
- 2011-04-05
- Accepted Time:
- 2011-04-05 13:56:18
- Original Submission Date:
- 2011-03-17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
318673 | Security National Financial Corp | SNFCA | Finance Services (6199) | 870345941 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1298092 | R. George Quist | 4491 Wander Lane Salt Lake City UT 84117 | Chairman And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2011-02-04 | 50,965 | $1.74 | 1,066,066 | No | 4 | J | Direct | |
Class C Common Stock | Acquisiton | 2011-02-04 | 214,509 | $1.74 | 4,504,674 | No | 4 | J | Direct | |
Class A Common Stock | Acquisiton | 2011-03-16 | 670 | $2.00 | 1,066,736 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | J | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2008-03-31 | 57,881 | $3.66 | 57,881 | $3.66 |
Class A Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2008-12-05 | 115,763 | $1.43 | 115,763 | $1.43 |
Class A Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2009-12-04 | 110,250 | $3.51 | 110,250 | $3.51 |
Class A Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2010-12-03 | 105,000 | $1.82 | 105,000 | $1.82 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
57,881 | 2008-06-30 | 2013-03-31 | No | 4 | A | Direct |
115,763 | 2009-03-31 | 2013-12-05 | No | 4 | A | Direct |
110,250 | 2010-03-31 | 2014-12-04 | No | 4 | A | Direct |
105,000 | 2011-03-31 | 2015-12-03 | No | 4 | A | Direct |
Footnotes
- On March 17, 2011, the reporting person mistakenly reported an acquisition of 47,395 shares of Class A Common Stock pursuant to a 5% stock dividend paid on February 4, 2011. As of March 17, 2011, the reporting person had actually acquired 50,765 shares of Class A Common Stock pursuant to the 5% stock dividend.
- Received pursuant to a 5% stock dividend paid on February 4, 2011.
- Includes 650,607 shares of Class A Common Stock and 4,496,896 shares of Class C Common Stock owned by George R. and Shirley C. Quist Family Partnership, Ltd. Does not include 86,614 shares of Class A Common Stock and 573,648 shares of Class C Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan, Associated Investors, and the Deferred Compensation Plan.
- This option was originally reported as covering 50,000 shares of Class A Common Stock at an exercise price of $4.235 per share, but adjusted to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010 and February 4, 2011.
- This option was originally reported as covering 100,000 shares of Class A Common Stock at an exercise price of $1.65 per share, but adjusted to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010 and February 4, 2011.
- This option was originally reported as covering 100,000 shares of Class A Common Stock at an exercise price of $3.872 per share, but adjusted to reflect a 5% dividend paid on February 5, 2010 and February 4, 2011.
- This option was originally reported as covering 100,000 shares of Class A Common Stock at an exercise price of $1.914 per share, but adjusted to reflect a 5% dividend paid on February 4, 2011. This option vests in four equal quarterly installments of 25,000 shares of Class A Common Stock, beginning on March 31, 2011, until such shares are vested.