Filing Details

Accession Number:
0001096906-11-000662
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2011-04-05 13:56:18
Reporting Period:
2010-12-03
Filing Date:
2011-04-05
Accepted Time:
2011-04-05 13:56:18
Original Submission Date:
2011-03-17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
318673 Security National Financial Corp SNFCA Finance Services (6199) 870345941
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1298092 R. George Quist 4491 Wander Lane
Salt Lake City UT 84117
Chairman And Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2011-02-04 50,965 $1.74 1,066,066 No 4 J Direct
Class C Common Stock Acquisiton 2011-02-04 214,509 $1.74 4,504,674 No 4 J Direct
Class A Common Stock Acquisiton 2011-03-16 670 $2.00 1,066,736 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 J Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option (right to buy) Acquisiton 2008-03-31 57,881 $3.66 57,881 $3.66
Class A Common Stock Employee Stock Option (right to buy) Acquisiton 2008-12-05 115,763 $1.43 115,763 $1.43
Class A Common Stock Employee Stock Option (right to buy) Acquisiton 2009-12-04 110,250 $3.51 110,250 $3.51
Class A Common Stock Employee Stock Option (right to buy) Acquisiton 2010-12-03 105,000 $1.82 105,000 $1.82
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
57,881 2008-06-30 2013-03-31 No 4 A Direct
115,763 2009-03-31 2013-12-05 No 4 A Direct
110,250 2010-03-31 2014-12-04 No 4 A Direct
105,000 2011-03-31 2015-12-03 No 4 A Direct
Footnotes
  1. On March 17, 2011, the reporting person mistakenly reported an acquisition of 47,395 shares of Class A Common Stock pursuant to a 5% stock dividend paid on February 4, 2011. As of March 17, 2011, the reporting person had actually acquired 50,765 shares of Class A Common Stock pursuant to the 5% stock dividend.
  2. Received pursuant to a 5% stock dividend paid on February 4, 2011.
  3. Includes 650,607 shares of Class A Common Stock and 4,496,896 shares of Class C Common Stock owned by George R. and Shirley C. Quist Family Partnership, Ltd. Does not include 86,614 shares of Class A Common Stock and 573,648 shares of Class C Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan, Associated Investors, and the Deferred Compensation Plan.
  4. This option was originally reported as covering 50,000 shares of Class A Common Stock at an exercise price of $4.235 per share, but adjusted to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010 and February 4, 2011.
  5. This option was originally reported as covering 100,000 shares of Class A Common Stock at an exercise price of $1.65 per share, but adjusted to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010 and February 4, 2011.
  6. This option was originally reported as covering 100,000 shares of Class A Common Stock at an exercise price of $3.872 per share, but adjusted to reflect a 5% dividend paid on February 5, 2010 and February 4, 2011.
  7. This option was originally reported as covering 100,000 shares of Class A Common Stock at an exercise price of $1.914 per share, but adjusted to reflect a 5% dividend paid on February 4, 2011. This option vests in four equal quarterly installments of 25,000 shares of Class A Common Stock, beginning on March 31, 2011, until such shares are vested.