Filing Details
- Accession Number:
- 0001156039-20-000095
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-18 16:32:36
- Reporting Period:
- 2020-11-16
- Accepted Time:
- 2020-11-18 16:32:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1156039 | Anthem Inc. | ANTM | Hospital & Medical Service Plans (6324) | 352145715 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1608538 | D Peter Haytaian | 220 Virginia Avenue Indianapolis IN 46204 | Evp & President, Commercial | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-11-16 | 781 | $100.77 | 37,549 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-11-16 | 927 | $146.93 | 38,476 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-16 | 1,010 | $330.77 | 37,466 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-11-16 | 400 | $331.92 | 37,066 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-11-16 | 1,056 | $332.86 | 36,010 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-11-16 | 1,200 | $333.97 | 34,810 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-11-16 | 1,193 | $334.87 | 33,617 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-11-16 | 675 | $335.92 | 32,942 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-11-16 | 300 | $337.00 | 32,642 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2020-11-16 | 781 | $0.00 | 781 | $100.77 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2020-11-16 | 927 | $0.00 | 927 | $146.93 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-05-01 | No | 4 | M | Direct | |
| 21,426 | 2025-03-02 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020.
- This transaction was executed in multiple trades at prices ranging from $330.31 to $331.04. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $331.44 to $332.27. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $332.54 to $333.16. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $333.72 to $334.57. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $334.77 to $334.95. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $335.91 to $335.92. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option represents a right to purchase a total of 10,127 shares, and is exercisable in six semi-annual installments with one installment of 1,687 shares and five installments of 1,688 shares each beginning on November 1, 2014, which is the six-month anniversary of the date on which the option was granted.
- The option represents a right to purchase a total of 22,353 shares, and is exercisable in six semi-annual installments with three installments of 3,725 shares each and three installments of 3,726 shares each beginning on September 2, 2015, which is the six-month anniversary of the option grant date.
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