Filing Details
- Accession Number:
- 0001401708-20-000218
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-18 16:18:28
- Reporting Period:
- 2020-11-16
- Accepted Time:
- 2020-11-18 16:18:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1401708 | Nanostring Technologies Inc | NSTG | Biological Products, (No Disgnostic Substances) (2836) | 200094687 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1710720 | Chad J. Brown | 530 Fairview Avenue N Seattle WA 98109 | Svp, Sales & Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-11-16 | 3,750 | $16.35 | 4,190 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-11-16 | 625 | $6.80 | 4,815 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-11-16 | 1,906 | $23.34 | 6,721 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-16 | 6,281 | $46.21 | 440 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (right to buy) | Disposition | 2020-11-16 | 3,750 | $16.35 | 3,750 | $16.35 |
| Common Stock | Stock Options (right to buy) | Disposition | 2020-11-16 | 625 | $6.80 | 625 | $6.80 |
| Common Stock | Stock Options (right to buy) | Disposition | 2020-11-16 | 1,906 | $23.34 | 1,906 | $23.34 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,001 | 2027-07-04 | No | 4 | M | Direct | |
| 3,125 | 2028-02-05 | No | 4 | M | Direct | |
| 18,429 | 2029-03-25 | No | 4 | M | Direct |
Footnotes
- The sales reported by Mr. Brown were effected pursuant to a Rule 10b5-1 trading plan adopted on May 15, 2020.
- 25% of the shares subject to the Option vest on the one-year anniversary of July 5, 2017 (the "Vesting Commencement Date"), and thereafter 1/48th of the shares subject to the Option vest on each monthly anniversary of the Vesting Commencement Date.
- 1/48 of the shares subject to such option shall vest on the one-month anniversary of 2/6/18 (the "Option Vesting Commencement Date") and 1/48th of the total number of shares each monthly anniversary of the Option Vesting Commencement Date becoming fully vested on the four-year anniversary of the Option Vesting Commencement Date.
- 1/48 of the shares subject to such option shall vest on the one-month anniversary of March 13, 2019 (the "Option Vesting Commencement Date") and 1/48th of the total number of shares each monthly anniversary of the Option Vesting Commencement Date becoming fully vested on the four-year anniversary of the Option Vesting Commencement Date.
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