Filing Details
- Accession Number:
- 0001493152-20-021889
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-17 21:12:51
- Reporting Period:
- 2020-11-13
- Accepted Time:
- 2020-11-17 21:12:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 94845 | Levi Strauss & Co | LEVI | Apparel & Other Finishd Prods Of Fabrics & Similar Matl (2300) | 940905160 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1770963 | D. Robert Haas | C/O Argonaut Securities Company 1155 Battery Street San Francisco CA 94111 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2020-11-13 | 54,582 | $0.00 | 54,582 | No | 4 | C | Indirect | By grantor retained annuity trusts |
| Class A Common Stock | Disposition | 2020-11-13 | 54,582 | $17.11 | 0 | No | 4 | S | Indirect | By grantor retained annuity trusts |
| Class A Common Stock | Acquisiton | 2020-11-16 | 150,150 | $0.00 | 150,150 | No | 4 | C | Indirect | By grantor retained annuity trusts |
| Class A Common Stock | Disposition | 2020-11-16 | 150,150 | $17.65 | 0 | No | 4 | S | Indirect | By grantor retained annuity trusts |
| Class A Common Stock | Acquisiton | 2020-11-17 | 147,074 | $0.00 | 147,074 | No | 4 | C | Indirect | By grantor retained annuity trusts |
| Class A Common Stock | Disposition | 2020-11-17 | 147,074 | $18.06 | 0 | No | 4 | S | Indirect | By grantor retained annuity trusts |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | By grantor retained annuity trusts |
| No | 4 | S | Indirect | By grantor retained annuity trusts |
| No | 4 | C | Indirect | By grantor retained annuity trusts |
| No | 4 | S | Indirect | By grantor retained annuity trusts |
| No | 4 | C | Indirect | By grantor retained annuity trusts |
| No | 4 | S | Indirect | By grantor retained annuity trusts |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | Disposition | 2020-11-13 | 54,582 | $0.00 | 0 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2020-11-16 | 150,150 | $0.00 | 0 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2020-11-17 | 147,074 | $0.00 | 0 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,909,797 | No | 4 | C | Indirect | ||
| 4,759,647 | No | 4 | C | Indirect | ||
| 4,612,573 | No | 4 | C | Indirect |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 0 | 4,128,261 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 0 | 29,287,513 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 0 | 247,760 | Direct | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 0 | 4,128,261 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 0 | 29,287,513 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 0 | 247,760 | Direct | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 0 | 4,128,261 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 0 | 29,287,513 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 0 | 247,760 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 0 | 4,128,261 | Indirect | |
| 0 | 29,287,513 | Indirect | |
| 0 | 247,760 | Direct | |
| 0 | 4,128,261 | Indirect | |
| 0 | 29,287,513 | Indirect | |
| 0 | 247,760 | Direct | |
| 0 | 4,128,261 | Indirect | |
| 0 | 29,287,513 | Indirect | |
| 0 | 247,760 | Direct |
Footnotes
- Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.
- Shares disposed of pursuant to a previously established Rule 10b5-1 plan.
- Price represents the weighted average sale price of the shares sold on November 13, 2020. The sale price ranged from $17.00 to $17.25 per share. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Price represents the weighted average sale price of the shares sold on November 16, 2020. The sale price ranged from $17.325 to $17.795 per share. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Price represents the weighted average sale price of the shares sold on November 17, 2020. The sale price ranged from $17.53 to $18.225 per share. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
- Held by trusts for the benefit of the reporting person's descendants. Mr. Haas disclaims beneficial ownership of these shares.
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