Filing Details
- Accession Number:
- 0000899243-20-031340
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-17 21:00:35
- Reporting Period:
- 2020-11-13
- Accepted Time:
- 2020-11-17 21:00:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1351288 | Gw Pharmaceuticals Plc | GWPH | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1754129 | D. Justin Gover | Sovereign House, Vision Park, Histon Cambridge X0 CB24 9BZ | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2020-11-13 | 39,060 | $0.00 | 495,113 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2020-11-13 | 3,924 | $0.00 | 499,037 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2020-11-13 | 42,984 | $10.01 | 456,053 | No | 4 | S | Direct | |
| Ordinary Shares | Acquisiton | 2020-11-16 | 22,800 | $0.00 | 478,853 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2020-11-16 | 22,800 | $10.02 | 456,053 | No | 4 | S | Direct | |
| Ordinary Shares | Acquisiton | 2020-11-17 | 42,708 | $0.00 | 498,761 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2020-11-17 | 42,708 | $10.03 | 456,053 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Stock Options | Disposition | 2020-11-13 | 39,060 | $0.00 | 39,060 | $0.00 |
| Ordinary Shares | Stock Options | Disposition | 2020-11-13 | 3,924 | $0.00 | 3,924 | $0.00 |
| Ordinary Shares | Stock Options | Disposition | 2020-11-16 | 22,800 | $0.00 | 22,800 | $0.00 |
| Ordinary Shares | Stock Options | Disposition | 2020-11-17 | 42,708 | $0.00 | 42,708 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 166,917 | 2020-01-06 | 2021-03-15 | No | 4 | M | Direct |
| 10 | 2020-02-15 | 2021-03-15 | No | 4 | M | Direct |
| 144,117 | 2020-01-06 | 2021-03-15 | No | 4 | M | Direct |
| 101,409 | 2020-01-06 | 2021-03-15 | No | 4 | M | Direct |
Footnotes
- Exercise of stock options. Following the exercise, these shares were converted into American Depositary Shares ("ADS") of the Issuer. Each ADS represents twelve ordinary shares of the Issuer.
- Converted from British Pounds Sterling to U.S. Dollars using currency ratio of 1.00 British Pound Sterling = 1.32 U.S. Dollars as of November 13, 2020.
- The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 12, 2020.
- Represented by ADSs.
- Converted from price per ADS. The price reported in Column 4 is a weighted average price per ordinary share ($120.1533 per ADS). These shares were sold in multiple transactions at prices ranging from $120.00 per ADS (or $10.00 per ordinary share) to $120.99 per ADS (or $10.08 per ordinary share), inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- Converted from British Pounds Sterling to U.S. Dollars using currency ratio of 1.00 British Pound Sterling = 1.32 U.S. Dollars as of November 16, 2020.
- The price reported in Column 4 is a weighted average price per ordinary share ($120.2065 per ADS). These shares were sold in multiple transactions at prices ranging from $120.00 per ADS (or $10.00 per ordinary share) to $120.49 per ADS (or $10.04 per ordinary share), inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- The price reported in Column 4 is a weighted average price per ordinary share ($120.3923 per ADS). These shares were sold in multiple transactions at prices ranging from $120.00 per ADS (or $10.00 per ordinary share) to $120.85 per ADS (or $10.07 per ordinary share), inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- Converted from British Pounds Sterling to U.S. Dollars using currency ratio of 1.00 British Pound Sterling = 1.33 U.S. Dollars as of November 17, 2020.
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