Filing Details
- Accession Number:
- 0001213900-20-037835
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-17 20:14:21
- Reporting Period:
- 2020-11-13
- Accepted Time:
- 2020-11-17 20:14:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1805077 | Eos Energy Enterprises Inc. | EOSE | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1207269 | R Bryant Riley | 11100 Santa Monica Blvd., Suite 800 Los Angeles, CA 90025 | No | No | Yes | No | |
1464790 | B. Riley Financial, Inc. | 11100 Santa Monica Blvd, Suite 800 Los Angeles, CA 90025 | No | No | Yes | No | |
1505748 | B. Riley Securities, Inc. | 11100 Santa Monica Blvd., Suite 800 Los Angeles, CA 90025 | No | No | Yes | No | |
1642765 | Brc Partners Opportunity Fund, Lp | 11100 Santa Monica Blvd., Suite 800 Los Angeles, CA 90025 | No | No | Yes | No | |
1658704 | B. Riley Capital Management, Llc | 11100 Santa Monica Blvd., Suite 800 Los Angeles, CA 90025 | No | No | Yes | No | |
1749420 | Brc Partners Management Gp, Llc | 11100 Santa Monica Blvd., Suite 800 Los Angeles, CA 90025 | No | No | Yes | No | |
1776226 | B. Riley Principal Investments, Llc | 21255 Burbank Blvd, Suite 400 Woodland Hills, CA 91367 | No | No | Yes | No | |
1811637 | B. Riley Principal Sponsor Co. Ii, Llc | C/O B. Riley Principal Merger Corp.ii 299 Park Avenue, 21St Floor New York, NY 10171 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2020-11-13 | 2,200 | $10.42 | 88,793 | No | 4 | P | Indirect | By B. Riley Securities, Inc. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By B. Riley Securities, Inc. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 250,000 | Indirect | By BRC Partners Opportunity Fund, LP |
Class A Common Stock | 650,000 | Indirect | By B. Riley Principal Sponsor Co. II, LLC |
Footnotes
- BRC Partners Management GP, LLC, a Delaware limited liability company ("BRPGP"), is a subsidiary of B. Riley Capital Management, LLC, a New York limited liability company and registered investment advisor ("BRCM"), and is the general partner of BRC Partners Opportunity Fund, LP, a Delaware limited partnership ("BRPLP"). B. Riley Financial, Inc., a Delaware corporation ("BRF"), is the parent company of BRCM. As a result, BRF, BRCM and BRPGP may be deemed to indirectly beneficially own the shares held by BRPLP. BRF is the parent company of B. Riley Securities, Inc., a Delaware corporation ("BRS"). As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS. B. Riley Principal Investments, LLC ("BRPI") is the sole member of B. Riley Principal Sponsor Co. II, LLC (the "Sponsor") and is a wholly-owned subsidiary of BRF. BRPI and BRF may be deemed to indirectly beneficially own the shares held by the Sponsor.
- Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRF, BRS, BRPLP and the Sponsor. Each of BRF, BRPGP, BRCM, BRPLP, BRS, BRPI, the Sponsor and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein.
- The reported shares of Class A Common Stock include shares within 50,000 of the Issuer's public units, as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-237812) (the "Registration Statement").
- The reported shares of Class A Common Stock are within 650,000 of the Issuer's Private Placement Units, as described under the heading "Description of Securities " in the Issuer's registration statement on Form S-1 (File No. 333- 237812), purchased by the Reporting Persons for $10.00 per Private Placement Unit.