Home > Insider Trading > Filing (0001562180-20-006742)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
820318	Ii-Vi Inc	IIVI	Optical Instruments & Lenses (3827)	251214948

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1343837	Jr D Vincent Mattera	C/O Ii-Vi Inc. 375 Saxonburg Blvd. Saxonburg PA 16056	Chief Executive Officer	No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2020-11-16	50,000	$17.53	582,050	No	4	M	Direct
Common Stock	Disposition	2020-11-16	109,597	$59.63	472,453	No	4	S	Direct
Common Stock	Acquisiton	2020-11-17	19,600	$17.53	492,053	No	4	M	Direct
Common Stock	Acquisiton	2020-11-17	47,550	$18.93	539,603	No	4	M	Direct
Common Stock	Acquisiton	2020-11-17	32,850	$19.37	572,453	No	4	M	Direct
Common Stock	Disposition	2020-11-17	57,506	$59.78	514,947	No	4	S	Direct
Common Stock	Disposition	2020-11-17	80,497	$60.57	434,450	No	4	S	Direct
Common Stock	Disposition	2020-11-17	900	$61.10	433,550	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Option (Right to buy)	Disposition	2020-11-16	50,000	$0.00	50,000	$17.53
Common Stock	Option (Right to buy)	Disposition	2020-11-17	32,850	$0.00	32,850	$19.37
Common Stock	Option (Right to buy)	Disposition	2020-11-17	47,550	$0.00	47,550	$18.93
Common Stock	Option (Right to buy)	Disposition	2020-11-17	19,600	$0.00	19,600	$17.53

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
19,600	2021-08-20	No	4	M	Direct
8,460	2023-08-17	No	4	M	Direct
0	2022-08-18	No	4	M	Direct
0	2021-08-20	No	4	M	Direct

Footnotes

The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 29, 2020.
Represents the weighted average of multiple sale transactions ranging in price from $59.07 to $60.04. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
Represents the weighted average of multiple sale transactions ranging in price from $60.07 to $61.06. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
Represents the weighted average of multiple sale transactions ranging in price from $61.07 to $61.14. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
The options fully vested on August 20, 2016.
The options fully vested on August 17, 2018.
The options fully vested on August 18, 2017.