Filing Details
- Accession Number:
- 0001562180-20-006740
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-17 18:52:13
- Reporting Period:
- 2020-11-16
- Accepted Time:
- 2020-11-17 18:52:13
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1184231 | Julius Genachowski | C/O Sonos, Inc. 614 Chapala Street Santa Barbara CA 93101 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-11-16 | 15,000 | $5.00 | 67,622 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-11-16 | 15,000 | $17.00 | 52,622 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2020-11-16 | 15,000 | $0.00 | 15,000 | $5.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
45,000 | 2023-09-12 | No | 4 | M | Direct |
Footnotes
- The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
- The stock option is fully vested.