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Filing Details

Accession Number:: 0000009389-20-000035
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-11-17 18:41:33
Reporting Period:: 2020-11-13

Accepted Time:: 2020-11-17 18:41:33
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
9389	Ball Corp	BLL	Metal Cans (3411)	350160610

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1286361	E Charles Baker	9200 W. 108Th Circle Westminster CO 80021	Vp, Gen Counsel & Corp Sec	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2020-11-13	10,000	$94.41	43,295	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2020-11-16	10,000	$95.37	33,295	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2020-11-16	10,000	$95.60	23,295	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2020-11-17	10,000	$96.57	13,295	No	4	S	Indirect	See Footnote
Common Stock	Acquisiton	2020-11-16	10,000	$22.97	191,678	No	4	M	Direct
Common Stock	Disposition	2020-11-16	5,728	$96.76	185,950	No	4	F	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	M	Direct
No	4	F	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Appreciation Rights (sars)	Disposition	2020-11-16	10,000	$0.00	10,000	$22.97

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
37,400	2014-01-30	2023-01-30	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	800	Indirect	By Daughter
Common Stock	5,926	Indirect	401(k) Plan

Footnotes

This transaction was executed in multiple trades at prices ranging from $94.29 to $94.57. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
These shares are held by an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
This transaction was executed in multiple trades at prices ranging from $95.16 to $95.76. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $95.435 to $95.84. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $96.50 to $96.90. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).
Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.
The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.